Market Conduct Professional

1 week ago


Singapore beBeeInvestigator Full time $80,000 - $144,000
Job Role Overview

The role of a Market Conduct Investigator is to work under the lead of market conduct investigations, supporting probes into complaints or allegations of serious misconduct.

Key responsibilities include investigating complaints or allegations in a fair and independent manner, administering prescribed sanctions for breaches of sales conduct, and staying up-to-date with relevant regulations and industry standards.

Key Requirements:

  • At least 3-5 years of experience in a compliance role in a financial institution or similar entity.
  • Preferably with experience in investigating customer complaints and dealing with distribution functions.
  • Insurance-related certifications are advantageous.
  • A degree in Business, Insurance, or Finance is preferred.


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