Avp - Risk Governance and Conduct, Market Conduct

**Risk & Prevention Singapore, AVP - Risk Governance and Conduct** **-** **(**250000CP**)** Key Responsibilities Reporting to the Head of Risk Governance and Conduct, you will be part of the team that is responsible for ensuring regulatory compliance of the consumer banking business, covering key areas such as risk governance, market conduct requirements...

**Title** Market Conduct Advisory, AVP - Retail Banking **Description** Our client, a leading international bank, is looking for a seasoned market conduct advisory assistant vice president to support the end-to-end regulatory compliance activities within it's consumer financial services department. Further to that, you will also have the opportunities to...

Manage and oversee escalated customer complaints on Retail Bank financial advisory mis-selling practices, including investigation, customer handling and management, compliance reporting and any disciplinary actions required. Achieve the objective of balancing fair dealing with customers, minimizing potential loss for the bank, and further escalation of the...

**Job Purpose** The Conduct Risk team is part of the COO Organization within Global Markets (part of Citi’s Institutional Client Group). The team is part of the first line and works with the Markets Trading and Sales businesses as well as various functions including ICRM, Risk, Legal, Finance and O&T to identify, mobilize and execute a wide range of...

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

Roles & ResponsibilitiesIf you have a passion for investigations work with at least 2-3 years of experience either from Insurance or enforcement, you might be who we're looking for. This role is engaged on an initial 12 months extendable contract. Principal ResponsibilitiesConduct investigations in relation to market misconduct complaints and follow-up...

Job ID: 25155 Location: Singapore, SG Area of interest: Operations Job type: Regular Employee Work style: Hybrid Working Opening date: 14 Apr 2025 **Job Summary** - Supporting the Director, Business Risk, Governance and Data, TB; with the execution of the strategic TB Governance agenda, ensuring the right risk, control and governance environment is in...

Roles & ResponsibilitiesJob SummaryThe role holder is responsible for supporting overall governance and compliance processes across risk types impacting Transaction Banking, ensuring consistency and efficacy of Policy and Standards application across Transaction Banking. This includes:Supporting the Director, Business Risk, Governance and Data, TB; ...

**_Are you looking for a supportive, collaborative workplace with great teams and inspiring leaders? You’ve come to the right place. We’re looking for ambitious people who share our values and want to make every day better for people around the world. If this sounds like you, and the career below sounds exciting, we’d like to hear from you....

**About Income** Income Insurance Limited ('œIncome' - ) is one of the leading composite insurers in Singapore, offering life, health and general insurance. Established in 1970 as the only insurance co-operative in Singapore to plug a social need for insurance, Income is now a public non-listed company limited by shares, which continues to serve the...

Roles & ResponsibilitiesPrudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the...

At ING we value and support our employees before recruiting external talent. If you think this vacancy is the right next step in your ING career, we’d encourage you to apply. Should you have questions about the vacancy or need to hear more before you feel you can apply. Please do not hesitate to reach out to the responsible recruiter. ING Wholesale...

FIND YOUR 'BETTER' AT AIA - We don’t simply believe in being ‘The Best’. We believe in better - because there’s no limit to how far ‘better’ can take us._ - We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can...

About the JobWe're looking for a seasoned professional to lead our Transaction Banking Advisory team as a Director, CIB, CFCR Advisory, TB Cash (Singapore, Malaysia). As a key stakeholder, you will be responsible for ensuring that all compliance, financial crime, and conduct risks are managed effectively within the TB Cash business.Key...

**Responsibilities**: - Complete assigned audits and regulatory validations within budgeted timeframes, and budgeted costs - Monitor, assess, and recommend solutions to emerging risks - Contribute to the development of audit processes improvements, including the development of automated routines to help focus audit testing - Occasionally manage a small team...

**JOB DESCRIPTION** **Business**:Compliance **Position**:Regional Compliance Analyst/Associate (Conduct Compliance and Culture), based in Singapore **Reporting to**: Regional Head of Conduct Compliance and Culture, Wholesale Banking Asia**: ***: **ROLE SUMMARY & PROFILE**: **Overview** Compliance Analyst/Associate sought to assist the Wholesale Banking...

**Responsibilities**: - Complete assigned audits and regulatory validations within budgeted timeframes, and budgeted costs - Monitor, assess, and recommend solutions to emerging risks - Contribute to the development of audit processes improvements, including the development of automated routines to help focus audit testing - Occasionally manage a small team...

-Job description **Some careers open more doors than others.** If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

**Compliance Assurance Conduct Business Analyst** - Global Investment Bank - APAC Opportunity - Technical Compliance Our client is a global investment bank with a strong presence in Asian markets. They are currently looking for a Compliance Assurance Conduct Business Analyst to join the Compliance Assurance Conduct team. The Compliance Assurance Conduct...

Location: Singapore, SG- Job Function: Investment Services Private Markets- Job Type: Permanent- Req ID: 15345GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 offices around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an...