Head of Regulatory Compliance
5 days ago
We are seeking a seasoned Compliance professional to join our team in Non-Financial Risk. The ideal candidate will assist in managing the Firm's regulatory risk and contribute to preserving the Firm's franchise by ensuring and monitoring Business and Infrastructure Units' compliance with laws, regulations, rules, and internal policies and procedures.
The selected individual will be responsible for providing advisory services on compliance issues across all Morgan Stanley's institutional securities businesses in Singapore and ASEAN, with a primary focus on the equities business. This includes major business initiatives and/or bespoke transactions that may require product-specific advice.
The role also involves tracking relevant regulatory changes and updates, interpreting regulations, and implementing appropriate solutions with the business. Additionally, the individual will assist in the creation and implementation of new policies and procedures or updating existing ones in response to rule changes, new legislation, industry guidance, or evolving business needs.
Furthermore, the successful candidate will design and deliver training on a broad array of relevant Compliance and regulatory topics. They will also advise the monitoring and testing team on reviewing the Singapore and ASEAN business, including risk identification, review design, and resolution of action items.
Lastly, the individual will work closely with the surveillance team to advise on trade surveillance needs and assist in handling escalation events. They will also assist with enquiries from regulatory authorities and clients and liaise with Legal and Compliance professionals and other support areas of the Firm on these matters.
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Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full timeManage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...
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Compliance Manager, Regulatory Compliance
2 weeks ago
Singapore Bank of Singapore Full time**Compliance Manager, Regulatory Compliance (AVP)** **-** **(**2500002Q**)** **Description** Bank of Singapore opens doors to new opportunities. Start your career with Bank of Singapore as a **Compliance Manager**! At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness,...
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Manager - Compliance (Regulatory Compliance)
1 week ago
Singapore HL BANK Full timeJob Responsibilities Regulatory Compliance & internal Reporting 1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. 2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO"). 3. Communicate relevant new and updated regulatory...
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Compliance Manager, Regulatory Compliance
1 week ago
Singapore Bank of Singapore Full timeCompliance Manager, Regulatory Compliance (AVP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...
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Regulatory Compliance
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Singapore Woori Bank Full timeRegulatory Compliance (Specialist/Senior Specialist)As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to: Regulatory Liaison and Stakeholder Management Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA...
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Head of Compliance
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Singapore PostPro Ltd Full time**Job Summary** Our client, a dynamic fintech company, is seeking a **Head of Compliance & Regulatory Affairs** to ensure adherence to global financial regulations and maintain regulatory compliance. This role is key in navigating the complex regulatory landscape in fintech. **Key Responsibilities**: - Ensure full compliance with financial regulations,...
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Regulatory Compliance
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Singapore RevUp Consulting Full time**VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore** An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local business. You will work closely with the Head of Compliance to liaise on regulatory...
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Head of Compliance
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Singapore EC1 Partners Full timeDirect message the job poster from EC1 Partners Connecting Top Legal, Risk & Compliance FinTech Talents Head of Compliance (Payments) Our client in the payments space is looking for a Head of Compliance in SG. Key responsibilities: Oversee all MAS regulatory obligations, licensing requirements, and submissions. Monitor and advise on regulatory developments...
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Manager - Compliance (Regulatory Compliance)
7 days ago
Singapore HL BANK Full timeRoles & ResponsibilitiesJob ResponsibilitiesRegulatory Compliance & internal Reporting1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily.2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO").3. Communicate relevant new and updated...
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Head of Compliance
1 week ago
Singapore Polymath Search Full timeHead of Compliance – Leading Cryptocurrency Exchange | Singapore Head of Compliance – Leading Cryptocurrency Exchange | Singapore 1 day ago Be among the first 25 applicants Direct message the job poster from Polymath Search Head of Compliance – Leading Cryptocurrency Exchange | Singapore We are partnering with a leading cryptocurrency exchange...
