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Compliance Manager, Regulatory Compliance
3 weeks ago
Compliance Manager, Regulatory Compliance (AVP)
At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and opportunities to develop your potential within OCBC Group’s global network of subsidiaries and offices. If you have passion, drive and the will to succeed, rise to the challenge today
Bank of Singapore opens doors to new opportunities.
Start your career with Bank of Singapore as a **Compliance Manager**
**Primary Responsibility**
**Main Duties**:
- Take a consultative approach in providing timely and quality advice to business, risk and infrastructure units on compliance, regulatory and policy matters.
- Contribute as Regulatory Compliance representative in working group discussions, advising on compliance issues relating to regulatory requirements for the offering of investment products and services as well as suitability and sales processes.
- Review and comment on marketing materials, and other bank publications as well as counterparty contractual documentation.
- Formulate and update Regulatory Compliance head office policies and procedures to ensure that they are in-line with regulatory requirements and mitigate compliance risks; and assist in the roll-out and/or training of these policies and procedures group-wide.
- Coordinate with internal stakeholders to address and respond to regulatory inquiries on a timely basis.
- Timely escalation of adverse or significant compliance/regulatory issues to Regulatory Compliance management.
- Participate in bank-wide regulatory projects where required.
**Qualifications**
- Minimum 7 years of experience in compliance advisory function, preferably in private banking.
- Notable experience in regulatory compliance relating to investment products and wealth management services will be advantageous.
- Good understanding of the regulatory framework for private banking/wealth management business, including but not limited to Banking Act, Securities and Futures Act, Financial Advisers Act and Private Banking Code of Conduct, and other regulatory requirements facing private banks e.g., offering regime of investment products, licensing, client suitability, sales and advisory related issues
- Excellent interpersonal skills and the ability to work collaboratively in a team-oriented environment.
- Exceptional written and oral communication skills, with ability to communicate complex ideas effectively.
- Strong analytical and problem-solving skills; able to quickly identify the issues, exercise sound judgement and manage execution under pressure.
- Attentive to details and capable of multi-tasking in a fast-paced environment; able to meet tight timelines and work independently.
- Solutions-oriented and willingness to work on various compliance issues.
- Degree holder from a reputable university, preferably with outstanding academic record.
- Relevant professional/industry qualification such as ICA Diploma in Compliance would be an advantage.
Job ID 2500002Q
- ABOUT COMPANY
- Bank of Singapore
- Singapore
Private Banking / Wealth Management
Asia's global private bank Bank of Singapore is a wholly owned subsidiary of OCBC Bank, Southeast Asia’s second largest bank. Headquartered in Singapo...
