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Regional Compliance Surveillance Lead Sg
2 weeks ago
Lead the implementation, enhancement and testing of new surveillance system and programmes to enable effective functioning of surveillance activities for Singapore and Malaysia.
Lead the identification and calibration of surveillance parameters/surveillance system logic changes for Singapore and Malaysia to ensure they are effective and functional.
Lead and review the current surveillance governance framework, processes and SOPs for Singapore and Malaysia to ensure these are robust and up-to-date.
Attend to surveillance concerns/issues escalated by relevant regulators in Singapore and Malaysia and take necessary/appropriate actions in relation thereto and provide appropriate response to the regulators.
Assist in providing feedbacks on current compliance monitoring programmes for Singapore and Malaysia surveillance taking into consideration observations made during surveillance activities.
Provide training and guidance to team members on surveillance data analytics, methodology and processes.
- Other duties as directed by the Head of Department and/or direct supervisor.
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Surveillance AVP, Compliance
2 months ago
Singapore Charterhouse SG Full timeCharterhouse Partnership is looking for a Surveillance Vice President to join an Investment Bank. Reporting directly to the Head of Surveillance, you will be responsible for monitoring and analyzing sales, trading, and banking activities within the business.Responsibilities:Conduct monitoring of transactions and electronic communications to detect potential...
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Surveillance AVP, Compliance
4 weeks ago
Singapore Charterhouse SG Full timeCharterhouse Partnership is looking for a Surveillance Vice President to join an Investment Bank. Reporting directly to the Head of Surveillance, you will be responsible for monitoring and analyzing sales, trading, and banking activities within the business.Responsibilities:Conduct monitoring of transactions and electronic communications to detect potential...
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Surveillance AVP, Compliance
2 months ago
Singapore Charterhouse SG Full timeâCharterhouse Partnership is currently sourcing for a Surveillance VP for an Investment Bank. Reporting to the Head of Surveillance, you will monitor and analyse the sales, trading and banking activities conducted by the business. Responsibilities:The incumbent will carry out monitoring of transactions and electronic communications to identify...
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Surveillance AVP, Compliance
4 weeks ago
Singapore Charterhouse SG Full timeâCharterhouse Partnership is currently sourcing for a Surveillance VP for an Investment Bank. Reporting to the Head of Surveillance, you will monitor and analyse the sales, trading and banking activities conducted by the business. Responsibilities:The incumbent will carry out monitoring of transactions and electronic communications to identify...
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Singapore DBS Bank Limited Full timeAssociate, Transaction Surveillance Unit, Group Compliance Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that...
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Singapore DBS Bank Limited Full timeBusiness Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...
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Lead Compliance Officer
4 weeks ago
Singapore Nordea Bank Full timeJob ID: 24159 Would you like to support the business in developing ethics and risk culture? We are now looking for a Lead Compliance Officer based in Singapore to head Compliance locally and to ensure adequate compliance risk management in Asset Management. At Nordea, we see that the world is changing fast – and we want to be one step ahead of the curve....
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Lead Compliance Officer
2 months ago
Singapore Nordea Bank Full timeJob ID: 24159 Would you like to support the business in developing ethics and risk culture? We are now looking for a Lead Compliance Officer based in Singapore to head Compliance locally and to ensure adequate compliance risk management in Asset Management. At Nordea, we see that the world is changing fast – and we want to be one step ahead of the curve....
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Head of Surveillance Operation
2 weeks ago
Singapore Charterhouse-SG Full timeJob details: Location: Singapore Job Type: Permanent Discipline:Banking & Financial ServicesReference: BF/XK/HSO/ C Posted: 15 minutes ago Consultant: Xuan Kwok Consultant Phone:Share this job:Job description:Charterhouse is supporting one of Largest Local Bank to source for an ED, Operation Surveillance. Incumbent will be responsible for overseeing and...
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Compliance Officer
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Singapore Charterhouse SG Full timeCharterhouse is collaborating with a Payment Solutions company seeking a Compliance Manager to join their team. An exciting opportunity for proactive individuals aiming to advance in a fast-paced setting, while taking on a diverse role as the Compliance Officer.RESPONSIBILITIES:- Report to the Regional Head to ensure compliance with the Payment Services Act...
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Compliance Officer
1 month ago
Singapore Charterhouse SG Full timeCharterhouse is collaborating with a Payment Solutions company seeking a Compliance Manager to join their team. An exciting opportunity for proactive individuals aiming to advance in a fast-paced setting, while taking on a diverse role as the Compliance Officer.RESPONSIBILITIES:- Report to the Regional Head to ensure compliance with the Payment Services Act...
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APAC Communications Surveillance
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Singapore WELLS FARGO BANK, NATIONAL ASSOCIATION Full timeRoles & ResponsibilitiesAbout this role:Wells Fargo is seeking a Lead Business Accountability Specialist (VP) to join our Corporate and Investment Banking (CIB) Market Conduct and Supervision team. Learn more about our career areas and lines of business at wellsfargojobs.com.In this role, you will: Conduct surveillance of employee electronic and voice...
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Sales Surveillance Officer
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Singapore Prudential plc Full timePrudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...
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Director, Regional Head of Conduct Compliance
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Surveillance Analyst
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Singapore Wise Full timeWise has already pioneered new ways for people to transfer money across borders and currencies. Our customers can also manage their hard-earned money with the world's first platform offering true multi-currency banking.This role is a unique opportunity to have an impact on Wise's mission, grow as a specialist in the compliance field, help millions of people...
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Director, Regional Head of Conduct Compliance
2 weeks ago
Singapore ING Group Full timeING Wholesale Banking in SingaporeWe established our presence in Singapore in 1987 and proudly serve as the regional Asia Pacific headquarters. Boasting a team of over 300 financial experts, we stand as the largest wholesale banking branch in Asia. At ING, we set ourselves apart in the Asia Pacific region by going the extra mile for our clients. By adopting...
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Singapore ING Full timeING Wholesale Banking in SingaporeWe established our presence in Singapore in 1987 and proudly serve as the regional Asia Pacific headquarters. Boasting a team of over 300 financial experts, we stand as the largest wholesale banking branch in Asia. At ING, we set ourselves apart in the Asia Pacific region by going the extra mile for our clients. By adopting...
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Singapore DBS Bank Limited Full timeAssociate, Transaction Surveillance Unit, Group ComplianceBusiness Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the...
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Regional Regulatory Compliance Specialist
2 weeks ago
Singapore Kerry Consulting Full timeDescription:DescriptionResponsibilitiesReporting into the Head of Compliance and as a sole contributor, you will play an advisory role on SG regulations to SG Business Units (Investments and Operations) and on BAU basis after each product launch. You will also assist in managing compliance risks and comply with SG regulations on New Product Approval. You...
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Director, Regional Head of Conduct Compliance
1 month ago
Singapore ING BANK N.V. Full timeRoles & ResponsibilitiesING Wholesale Banking in SingaporeWe began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further for our customers. We look at things from the...