Surveillance AVP, Compliance

Roles & ResponsibilitiesGeneralist compliance role Growth opportunitiesI'm currently partnered with a prominent securities firm, looking to hire an AVP of Compliance, to join their team that covers a broad range of business divisions. Your responsibilities will include trade surveillance, monitoring staff activities, managing MAS/SGX licensing processes and...

AVP/VP Member Supervision & Market Surveillance - Central, SingaporeAn established derivatives/digital assets exchange is seeking a Member Supervision & Market Surveillance professional. You will be given an exciting opportunity to work closely with the Head of Legal & Compliance to manage the regulatory compliance, member supervision & market surveillance...

​Charterhouse Partnership is currently sourcing for a Surveillance VP for an Investment Bank. Reporting to the Head of Surveillance, you will monitor and analyse the sales, trading and banking activities conducted by the business. Responsibilities:The incumbent will carry out monitoring of transactions and electronic communications to identify...

​Charterhouse Partnership is currently sourcing for a Surveillance VP for an Investment Bank. Reporting to the Head of Surveillance, you will monitor and analyse the sales, trading and banking activities conducted by the business. Responsibilities:The incumbent will carry out monitoring of transactions and electronic communications to identify...

An exciting opportunity awaits a skilled AVP Market Surveillance to join a prestigious financial institution.  Key Responsibilities: Identify and address potential market misconduct to ensure a fair, orderly, and transparent market. Develop and implement frameworks to enhance trade surveillance and investigate market misconduct. Monitor market activity...

An exciting opportunity awaits a skilled AVP Market Surveillance to join a prestigious financial institution.  Key Responsibilities: Identify and address potential market misconduct to ensure a fair, orderly, and transparent market. Develop and implement frameworks to enhance trade surveillance and investigate market misconduct. Monitor market activity...

Lead the implementation, enhancement and testing of new surveillance system and programmes to enable effective functioning of surveillance activities for Singapore and Malaysia.Lead the identification and calibration of surveillance parameters/surveillance system logic changes for Singapore and Malaysia to ensure they are effective and functional.Lead and...

Job Details:LocationSingaporeSalaryCompetitive Salary with unique compensation structureJob TypePermanentRefBHContactKhai Anwar- Contact phone- Postedabout 3 hours ago Excellent opportunity in a stable Asian investment house New Equities Compliance function Sound product and regulatory knowledge desiredOur Client is a leading Asian investment house seeking...

Roles & ResponsibilitiesAbout this role:Wells Fargo is seeking a Business Accountability Specialist (AVP) to join our Corporate and Investment Banking (CIB) Market Conduct and Supervision team. Learn more about our career areas and lines of business at wellsfargojobs.com.In this role, you will: Conduct surveillance of employee electronic and voice...

Job Details:LocationSingaporeSalaryCompetitive Salary with unique compensation structureJob TypePermanentRefBH-178704ContactKhai Anwar- Contact phone- Postedabout 4 hours ago Excellent opportunity in a stable Asian investment house New Equities Compliance function, experience with cash equities a must Sound product and regulatory knowledge desiredOur Client...

Associate, Transaction Surveillance Unit, Group ComplianceBusiness Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the...

Why Join Opportunity to work with a team of dynamic, fun-loving individuals within the Group Legal & Compliance (GLC) Division. The role allows you to sharpen your investigation mindset which include problem-solving skills, analytical and decision-making ability and more. How you succeed In this role, the person is responsible for driving the...

Why Join Opportunity to work with a team of dynamic, fun-loving individuals within the Group Legal & Compliance (GLC) Division. The role allows you to sharpen your investigation mindset which include problem-solving skills, analytical and decision-making ability and more. How you succeed In this role, the person is responsible for driving the...

Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...

Associate, Transaction Surveillance Unit, Group Compliance Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that...

**JOB RESPONSIBILITIES: - * Perform fact find and transaction surveillance reviews on suspicious transactions generated from Transaction Monitoring System in accordance with the targeted turnaround time; Perform peer quality check/review on activities carried out by other analysts as and when required by the supervisors; Maintain relevant records pertaining...

Job details: Location: Singapore Job Type: Permanent Discipline:Banking & Financial ServicesReference: BF/XK/RCAVPVP/ C Posted:about 1 hour agoConsultant: Xuan Kwok Consultant Phone:Share this job:Job description:Charterhouse is currently partnering with a Financial Institution to source for a Regulatory Compliance AVP/ VP to perform compliance monitoring...

Wise has already pioneered new ways for people to transfer money across borders and currencies. Our customers can also manage their hard-earned money with the world's first platform offering true multi-currency banking.This role is a unique opportunity to have an impact on Wise's mission, grow as a specialist in the compliance field, help millions of people...

Our client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space.**AVP/VP, Compliance Testing & ControlResponsibilities: Reports to Head of Private Wealth Compliance, APAC Checks adherence to framework, policies, procedures and manuals of Private Wealth. Provide regulatory advise to stakeholders...

Job SummaryKey Responsibilities Manage the maintenance and servicing of security surveillance systems, including CCTV cameras, access control systems, and alarm systems Develop and implement maintenance schedules to ensure timely inspections, repairs and upgrades of surveillance equipment Supervise a team of technicians responsible for conducting routine...