Regulatory Compliance Avp

Regulatory Compliance Specialist (AVP) Excellent opportunity to join a well-reputed international financial institution. The role sits within their fund services team to support the compliance function. This is a sole contributor role and this individual will have the chance to progress into a Head of Compliance role. Overall role is to act as the Compliance...

Regulatory Compliance Specialist (AVP) Excellent opportunity to join a well-reputed international financial institution. The role sits within their fund services team to support the compliance function. This is a sole contributor role and this individual will have the chance to progress into a Head of Compliance role. Overall role is to act as the Compliance...

TitleRegulatory Compliance Officer, AVP/VPDescriptionOur client is a financial services provider under a global industrial group, looking for a "Regulatory Compliance Officer" to support both compliance and legal functions in Singapore.Responsibilities:Working Location: Central SingaporeReporting Line: General Manager Legal Compliance: Collaborate with the...

Roles & ResponsibilitiesGeneralist compliance role Growth opportunitiesI'm currently partnered with a prominent securities firm, looking to hire an AVP of Compliance, to join their team that covers a broad range of business divisions. Your responsibilities will include trade surveillance, monitoring staff activities, managing MAS/SGX licensing processes and...

​Charterhouse Partnership is partnering with growing Financial Institution to source for a Regulatory Advisory AVP, reporting to the Head of Regulatory Compliance, you will assist to manage compliance risk within the company and provide regulatory compliance advisory to businessResponsibilitiesYou will be responsible for offering expert guidance on...

​Charterhouse Partnership is partnering with growing Financial Institution to source for a Regulatory Advisory AVP, reporting to the Head of Regulatory Compliance, you will assist to manage compliance risk within the company and provide regulatory compliance advisory to businessResponsibilitiesYou will be responsible for offering expert guidance on...

Job Details:LocationSingaporeSalaryCompetitive Salary with unique compensation structureJob TypePermanentRefBHContactKhai Anwar- Contact phone- Postedabout 3 hours ago Excellent opportunity in a stable Asian investment house New Equities Compliance function Sound product and regulatory knowledge desiredOur Client is a leading Asian investment house seeking...

Job Details:LocationSingaporeSalaryCompetitive Salary with unique compensation structureJob TypePermanentRefBH-178704ContactKhai Anwar- Contact phone- Postedabout 4 hours ago Excellent opportunity in a stable Asian investment house New Equities Compliance function, experience with cash equities a must Sound product and regulatory knowledge desiredOur Client...

AVP, Regulatory Compliance, Group Asset Management Posting Date: 15 May 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: UOB Asset Management Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...

AVP, Regulatory Compliance, Group Asset Management Posting Date: 13 Jun 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: UOB Asset Management Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...

AVP, Regulatory Compliance, Group Asset Management Posting Date: 15 May 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: UOB Asset Management Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...

Our client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space.**AVP/VP, Compliance Testing & ControlResponsibilities: Reports to Head of Private Wealth Compliance, APAC Checks adherence to framework, policies, procedures and manuals of Private Wealth. Provide regulatory advise to stakeholders...

Some of the key responsibilities will include:Reviewing of marketing materials to ensure it is compliant to regulatory requirements Advise business/relevant stakeholders on AML/KYC requirements Implement, maintain and align global and regional policies respectively Work closely with the regulatory compliance teams participate in relevant projects Develop and...

Identify and respond to local regulatory developments, engagement and policyMonitor local regulatory developments/updates issued by regulatorsProvide compliance advice and guidance to internal stakeholdersAssess the risks associated with new or revised strategies and make recommendations to reduce risk exposure.Be the first point of contact to the regulators...

This role is responsible for ensuring organization's adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization's goalsKey Responsibilities Work hard in hand with the business units to identify...

Job details:Job Type:PermanentDiscipline:Information Technology & Digital***Reference:AVPVPRC/KY170123Posted:about 10 hours ago*Information Technology & Digital***AVP/VP, Risk and Compliance - MNC Fintech:Job description:Our client is a reputable high-performing Singapore-based MNC Fintech business. The business is well-known for their innovative, agile, and...

Roles & ResponsibilitiesCharterhouse is currently partnering with a global asset manager to fill a position responsible for overseeing compliance matters in the Singapore office. The incumbent will collaborate closely with the global compliance team to develop and implement compliance frameworks across Asia.RESPONSIBILITIES:Reporting to the Asia Head of...

Our Client:Our Client is a leading financial institution with presence in Europe, US and Asia. Currently, they are looking for a Regulatory Compli ance, V P and this person will be responsible for establishing and implementing a robust compliance program to ensure compliance with all relevant laws, regulations and internal policies. Responsible for handling...

Roles & ResponsibilitiesDESCRIPTIONThe Regulatory Compliance Manager reports to the Project Director and shall be responsible for the effective design effort and coordination of the Sub-Contractor's discipline engineering professionals. The Regulatory Compliance Manager shall ensure that all de-signs comply with the requirements of the Work; that all Work is...

Roles & ResponsibilitiesDESCRIPTIONThe Regulatory Compliance Manager reports to the Project Director and shall be responsible for the effective design effort and coordination of the Sub-Contractor's discipline engineering professionals. The Regulatory Compliance Manager shall ensure that all de-signs comply with the requirements of the Work; that all Work is...