Regulatory Compliance Officer, Avp/vp

Job details: Location: Singapore Job Type: Permanent Discipline:Banking & Financial ServicesReference: BF/XK/RCAVPVP/ C Posted:about 1 hour agoConsultant: Xuan Kwok Consultant Phone:Share this job:Job description:Charterhouse is currently partnering with a Financial Institution to source for a Regulatory Compliance AVP/ VP to perform compliance monitoring...

Our client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space.**AVP/VP, Compliance Testing & ControlResponsibilities: Reports to Head of Private Wealth Compliance, APAC Checks adherence to framework, policies, procedures and manuals of Private Wealth. Provide regulatory advise to stakeholders...

​Charterhouse is partnering with a well-established payment firm to source for a Compliance VP. This is an excellent opportunity for dynamic individuals who looking to grow within a fast-paced environment.RESPONSIBILITIES:Reporting to the Head of Compliance, you will be tasked to develop, review, and update compliance policies, procedures, and controls to...

Job details:Job Type:PermanentDiscipline:Information Technology & Digital***Reference:AVPVPRC/KY170123Posted:about 10 hours ago*Information Technology & Digital***AVP/VP, Risk and Compliance - MNC Fintech:Job description:Our client is a reputable high-performing Singapore-based MNC Fintech business. The business is well-known for their innovative, agile, and...

Job Details:LocationSingaporeSalaryCompetitive SalaryJob TypePermanentRefBH-18581ContactRachel JY Lim- Contact phone- Posted12 minutes agoAVP/VP Technology Audit role with a Leading Regional Bank A leading bank in Singapore is looking for a- AVP/VP Technology Auditor to join the team. This is a Group level role where you will cover Technology Risk. You will...

Roles & ResponsibilitiesOur client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space.AVP/VP, Compliance Testing & ControlResponsibilities : Reports to Head of Private Wealth Compliance, APAC Checks adherence to framework, policies, procedures and manuals of Private Wealth. Provide...

Regulatory Compliance Specialist (AVP) Excellent opportunity to join a well-reputed international financial institution. The role sits within their fund services team to support the compliance function. This is a sole contributor role and this individual will have the chance to progress into a Head of Compliance role. Overall role is to act as the Compliance...

Regulatory Compliance Specialist (AVP) Excellent opportunity to join a well-reputed international financial institution. The role sits within their fund services team to support the compliance function. This is a sole contributor role and this individual will have the chance to progress into a Head of Compliance role. Overall role is to act as the Compliance...

Job details: Location: Singapore Job Type: Permanent Discipline:Banking & Financial ServicesReference: BF/XK/RCAVPCIB/ c Posted:about 4 hours agoConsultant: Xuan Kwok Consultant Phone:Share this job:Job description:Charterhouse Partnership is partnering with a Global Bank to source for a Regulatory Compliance VP. Reporting to the Head of Compliance, the...

Roles & ResponsibilitiesGeneralist compliance role Growth opportunitiesI'm currently partnered with a prominent securities firm, looking to hire an AVP of Compliance, to join their team that covers a broad range of business divisions. Your responsibilities will include trade surveillance, monitoring staff activities, managing MAS/SGX licensing processes and...

AVP/VP Member Supervision & Market Surveillance - Central, SingaporeAn established derivatives/digital assets exchange is seeking a Member Supervision & Market Surveillance professional. You will be given an exciting opportunity to work closely with the Head of Legal & Compliance to manage the regulatory compliance, member supervision & market surveillance...

TitleRegulatory Advisory Compliance, VPDescriptionOur client is a well-established asset management firm, looking for an "Regulatory Advisory Compliance, VP" for their compliance & legal team in Singapore.Responsibilities:Working Location: Central Singapore Monitor and ensure compliance with legal and regulatory requirements across the company's investment,...

Relationship Manager, AVP/VP (Corporate Banking) Relationship Manager, AVP/VP (Corporate Banking) Non-disclosed Singapore Posted 3 days ago Permanent $14K - $18K/month RESPONSIBILITIES:Originate, acquire and onboard new relationships and clients within corporate / commerical / large corporate (Singapore and Regional) market segment.Good understanding of...

Roles & ResponsibilitiesJob Description: AVP/VP Fixed Income SalesLocation: SingaporeAbout the Role:Our client are seeking a dynamic and experienced AVP/VP Fixed Income Sales professional to join our team in Singapore. This is a newly created position aimed at expanding their market presence in the Indonesian fixed income market. The successful candidate...

Roles & ResponsibilitiesJob Description: AVP/VP Fixed Income SalesLocation: SingaporeAbout the Role:Our client are seeking a dynamic and experienced AVP/VP Fixed Income Sales professional to join our team in Singapore. This is a newly created position aimed at expanding their market presence in the Indonesian fixed income market. The successful candidate...

Roles & ResponsibilitiesJob Description: AVP/VP Fixed Income SalesLocation: SingaporeAbout the Role:Our client are seeking a dynamic and experienced AVP/VP Fixed Income Sales professional to join our team in Singapore. This is a newly created position aimed at expanding their market presence in the Indonesian fixed income market. The successful candidate...

AVP, Regulatory Compliance, Group Asset Management Posting Date: 15 May 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: UOB Asset Management Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...

AVP, Regulatory Compliance, Group Asset Management Posting Date: 13 Jun 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: UOB Asset Management Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...

AVP, Regulatory Compliance, Group Asset Management Posting Date: 15 May 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: UOB Asset Management Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...

Consultant:Jeremy Koh***Job Reference No.JK 26269Registration No.R1113423License No.16S8060FunctionLegal, Compliance & Risk***DescriptionThis Premier Private bank has a long history in and continues to invest in the region. It is now seeking a dynamic and highly capable Liquidity Risk Manager - AVP / VPResponsibilitiesYou will be responsible for bank-wide...