Avp/vp, Market Surveillance

1 week ago


Singapore RevUp Consulting Full time

AVP/VP Member Supervision & Market Surveillance - Central, Singapore
An established derivatives/digital assets exchange is seeking a Member Supervision & Market Surveillance professional.

You will be given an exciting opportunity to work closely with the Head of Legal & Compliance to manage the regulatory compliance, member supervision & market surveillance activities.

In return, you will enjoy an attractive total remuneration of up to S$120,000.

Your responsibilities will include:

  • Support development and strengthening of frameworks to promote a robust compliance culture within the entities
  • Support development and implementation of appropriate compliance policies and procedures and other governance related matters
  • Assist in addressing noncompliance or regulatory breaches by supporting internal investigations as appropriate
  • Assist in maintaining constructive and effective relationships with regulators
  • To support membership onboarding and member's trading onboarding
  • Support Regular desktop reviews of member submissions and interactions with members
  • Prepare and support onsite inspection programmes
  • Other related tasks as assigned from time to time
  • Conduct market surveillance duties on daytoday basis
  • Investigate and close alerts on market activities
  • Conduct periodic review of alert parameters
  • Other related tasks as assigned from time to time

Requirements:

  • University degree in Finance, Accountancy or Business from reputable institutions
  • 58 years relevant working experience
  • Motivated and able to produce quality work under pressure
  • Good communication and interpersonal skills, positive team player
  • Preferably possessing good IT literacy

Application Details:
RevUp Consulting (EA License: 22S1193)

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