Surveillance Analyst

2 weeks ago

Singapore Wise Full time

Wise has already pioneered new ways for people to transfer money across borders and currencies. Our customers can also manage their hard-earned money with the world's first platform offering true multi-currency banking.

This role is a unique opportunity to have an impact on Wise's mission, grow as a specialist in the compliance field, help millions of people around the world save money, and drive growth on the Wise Platform. You will also develop an in-depth understanding of Wise's business model and foster relationships with teams across the company as you work to help them understand compliance risk exposure and mitigation strategies."

The Surveillance Team is responsible for performing targeted investigations and analysis of high risk individuals and businesses in compliance with regulatory requirements. The Surveillance Team aims to identify and offboard customers who exceed the established risk appetite. The Surveillance Team determines a risk tolerance based on thorough investigation of a customer's risk factors and provides supporting documentation of findings.

Purpose of the role:


The primary purpose of this position is to investigate and assess high risk customers in order to aid in the detection of possible money laundering and terrorist financing using risk-based approach methods while ensuring compliance with the established AML/CFT regulations and policies.

The Surveillance Analyst has a working understanding of inherent business structure, customer type and country risk and their respective mitigation measures.

The investigation accommodates any legal, regulatory and operating requirements unique to specific business sectors or jurisdictions.

Duties and responsibilities:

  • Review and monitor customers that present a higher tier of risk, having a deep and broad knowledge of Wise compliance framework and the regulatory environment;
  • Monitor and analyze customer behaviour and transactions;
  • Manage assigned tasks related to documenting case investigations, preparing risk assessments, analyzing/utilizing all available data, and referencing internal policies and procedures;
  • Investigate high risk customers utilizing all available internal/external data to develop a comprehensive analysis of who the client is and whether the current risk factors can be reasonably mitigated or accepted through further measures;
  • Have a deep understanding of different business models, customer types, country risks and regulatory requirements across multiple geographies;
  • Take riskbased case decisions with a clearly documented and auditable record, in the context of our customer due diligence policy, acceptable use policy and applicable regulations;
  • Perform searches utilizing Internet sources and/or thirdparty vendors (i.e. Google, LexisNexis and/or World Compliance) to determine negative news and obtain due diligence information for high risk customers;
  • Communicate with customers as required to handle escalated or complicated cases with strong customer empathy as well as clear communication of decisions and policies;
  • Provide guidance and respond to daily inquiries from peers, frontline and management regarding case analysis, when appropriate;
  • When warranted draft SAR narratives to report activity deemed unusual.

Skills/requirements:

  • Work autonomously within a limited variety of welldefined procedures and practices (not necessarily standardized);
  • Excellent interpersonal and communication skills, strong organizational skills, attention to detail, analytical abilities, and ability to adhere to strict deadlines in a fast paced and high pressure environment;
  • Punctual, independent, proactive and willing to get things done;
  • Ability to work in a diverse work environment which requires collaboration, partnership and transparency.
-
Min 1 year of previous work experience in the compliance/risk sector;

  • Understanding of regional and global regulatory requirements and essentials of risk based approach;

Expectations by the end of probation time:

  • Independent with daily tasks.
  • Meet efficiency and quality expectations set for all team members.
  • Has deep knowledge about markets served within the team and operational processes;
  • Is able to detect problems, problematic areas and solve or escalate them as needed;
  • Thorough understanding of applicable regulations, and Wise compliance framework (e.g. acceptable use policy, regional due diligence guidelines and AML policy and TW risk policies);
  • Able to evaluate and reason customer risk level and applicable mitigation methods on onboarding a customer;
  • Propose, align and document daily processes for use cases;

  • Analyst, Transaction Surveillance

    2 weeks ago

    Singapore EVO OUTSOURCING SOLUTIONS PTE. LTD. Full time

    **JOB RESPONSIBILITIES: - * Perform fact find and transaction surveillance reviews on suspicious transactions generated from Transaction Monitoring System in accordance with the targeted turnaround time; Perform peer quality check/review on activities carried out by other analysts as and when required by the supervisors; Maintain relevant records pertaining...

  • Trading Surveillance Analyst

    2 weeks ago

    Singapore oilandgas Full time

    Context:You will join the Trading Surveillance team within the Risk Expertise Center.This transversal team is composed of 8 analysts monitoring GEMS trading activity worldwide (except the US-based one) on all traded commodities. The team is in charge of designing, developing, operating trading surveillance solutions on a daily basis and managing processes to...

  • Trading Surveillance Analyst

    4 weeks ago

    SINGAPORE ENGIE Full time

    Trading Surveillance AnalystAbout US (GEMS):ENGIE Global Energy Management & Sales (GEMS) provides energy supply solutions and risk management services to support its clients through their decarbonization journey, while optimizing ENGIE's assets and contributing to value creation. ENGIE is a global reference in low-carbon energy and services with a leading...

  • Trading Surveillance Analyst

    1 month ago

    SINGAPORE ENGIE Full time

    Trading Surveillance AnalystAbout US (GEMS):ENGIE Global Energy Management & Sales (GEMS) provides energy supply solutions and risk management services to support its clients through their decarbonization journey, while optimizing ENGIE's assets and contributing to value creation. ENGIE is a global reference in low-carbon energy and services with a leading...

  • Communications Surveillance Analyst

    2 weeks ago

    Singapore UBS Full time

    Your role Are you risk averse? Do you know how to maintain independence and objectivity? We're looking for a C&ORC Specialist to: • act as a compliance and operational risk control subject-matter expert across all business divisions • conduct and document monitoring reviews to assess compliance with and adherence to regulations and internal electronic...

  • Communications Surveillance Analyst

    2 weeks ago

    Singapore UBS Full time

    Your role Are you risk averse? Do you know how to maintain independence and objectivity? We're looking for a C&ORC Specialist to: act as a compliance and operational risk control subject-matter expert across all business divisions conduct and document monitoring reviews to assess compliance with and adherence to regulations and internal electronic and...

  • Audio Communications Surveillance Analyst

    2 weeks ago

    Singapore UBS Full time

    Singapore Compliance Group FunctionsJob Reference #BRCity SingaporeJob Type Full TimeYour role Are you risk averse? Do you know how to maintain independence and objectivity? We're looking for a C&ORC Specialist to:conduct and document monitoring reviews to assess compliance with and adherence to regulations and internal electronic and audio communication...

  • Senior Business Analyst

    2 weeks ago

    Singapore ANZ Banking Group Full time

    Req ID: 69371Department: Risk Institutional - Markets RiskDivision: RiskLocation: SingaporeAbout UsAt ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our customers. Our Institutional bank helps our largest customers move trade and capital around the region,...

  • Compliance Analyst

    2 weeks ago

    Singapore VALUE SEARCH ASIA PTE. LIMITED Full time

    My Client Polymer is a market-neutral, multi-manager investment platform based in and focused on Asia. He combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent. He was established in conjunction with PAG, one of the world's largest...

  • Private Banking

    4 weeks ago

    Singapore D L RESOURCES PTE LTD Full time

    Roles & ResponsibilitiesJob DescriptionAs a member of Private Bank Business Risk & Control Management (BRCM) team, you will playan important role in exercising risk oversight over front office activities through quality assurancechecks.Specifically, this role will focus on conducting quality assurance through regular/thematic testingand ongoing post...

  • Private Banking

    2 months ago

    Singapore D L RESOURCES PTE LTD Full time

    Roles & ResponsibilitiesJob DescriptionAs a member of Private Bank Business Risk & Control Management (BRCM) team, you will playan important role in exercising risk oversight over front office activities through quality assurancechecks.Specifically, this role will focus on conducting quality assurance through regular/thematic testingand ongoing post...

  • Junior Lab Analyst

    1 month ago

    Singapore PERSOLKELLY Singapore Full time

    We're seeking motivated and curious analysts to join our team to enhance our wastewater-based surveillance program. This program plays a crucial role in shaping public health initiatives and policies. If you thrive in a collaborative environment where your work contributes to evidence-based outcomes, we'd like you to be part of our team. You'll be...

  • Junior Lab Analyst

    2 weeks ago

    Singapore PERSOLKELLY Singapore Full time

    We're seeking motivated and curious analysts to join our team to enhance our wastewater-based surveillance program. This program plays a crucial role in shaping public health initiatives and policies. If you thrive in a collaborative environment where your work contributes to evidence-based outcomes, we'd like you to be part of our team. You'll be...

  • Junior Lab Analyst

    4 weeks ago

    Singapore PERSOLKELLY Singapore Full time

    We're seeking motivated and curious analysts to join our team to enhance our wastewater-based surveillance program. This program plays a crucial role in shaping public health initiatives and policies. If you thrive in a collaborative environment where your work contributes to evidence-based outcomes, we'd like you to be part of our team. You'll be...

  • Manager, Transaction Monitoring Analyst

    2 months ago

    Singapore United Overseas Bank Full time

    Manager, Transaction Monitoring Analyst Posting Date: 6 May 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: United Overseas Bank Ltd - To ensure timely review of alerts from Group approved AML transaction monitoring system(s), escalations on suspicious AML/CFT activities from business/support units and cases arising from other...

  • Manager, Transaction Monitoring Analyst

    4 weeks ago

    Singapore United Overseas Bank Full time

    Manager, Transaction Monitoring Analyst Posting Date: 4 Jun 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: United Overseas Bank Ltd - To ensure timely review of alerts from Group approved AML transaction monitoring system(s), escalations on suspicious AML/CFT activities from business/support units and cases arising from other...

  • environmental microbiology analyst

    2 weeks ago

    Singapore BUSINESS EDGE PERSONNEL SERVICES PTE LTD Full time

    Roles & ResponsibilitiesJob Scope / Details:Self-driven, committed and inquisitive analysts to augment client's wastewater-based surveillance programme at the Environmental Health Institute (EHI). Wastewater-based monitoring has immense potential for informing public health initiatives and policy. Enjoy working in a multi-disciplinary environment, where your...

  • Senior Policy Analyst

    2 weeks ago

    Singapore Access Now Full time

    The Organization and RoleAbout Access NowAccess Now is a growing international human rights organization dedicated to defending and extending the digital rights of users at risk around the world, including issues of privacy, security, freedom of expression, and transparency. Our policy, advocacy, technology, and operations teams have staff presences in...

  • Senior Analyst

    2 weeks ago

    Singapore ENERGY MARKET COMPANY PTE LTD Full time

    **Roles and ResponsibilitiesThe Senior Analyst (Market Surveillance) will assist the SVP MAU in Supporting the following team function:Compliance Investigation and Enforce Functions Support the MArket Surveillance and Compliance Panel (MSCP) in performing their monitoring investigation and enforcement functions. Conduct and develop investigations on...

  • Junior Lab Analyst

    4 weeks ago

    Singapore PERSOLKELLY Singapore Remote Work Freelance Full time

    We're seeking motivated and curious analysts to join our team to enhance our wastewater-based surveillance program. This program plays a crucial role in shaping public health initiatives and policies. If you thrive in a collaborative environment where your work contributes to evidence-based outcomes, we'd like you to be part of our...