Director, Regional Head of Conduct Compliance

4 days ago

Singapore ING Full time
ING Wholesale Banking in Singapore

We established our presence in Singapore in 1987 and proudly serve as the regional Asia Pacific headquarters. Boasting a team of over 300 financial experts, we stand as the largest wholesale banking branch in Asia. At ING, we set ourselves apart in the Asia Pacific region by going the extra mile for our clients. By adopting a client-centric approach, we create customized solutions that align perfectly with the unique needs of each company we cater to. This mindset is the foundation of all our client relationships and has garnered us multiple prestigious awards.

Job Responsibilities:
  • Collaborate closely with ING colleagues from different business, control, and risk functions, as well as Local Compliance teams across Asia to integrate the bank's policies, procedures, and relevant laws into compliance monitoring processes.
  • Participate in regular compliance update meetings and conference calls led by various Centre of Excellence (CoE) contacts in relevant topic areas falling under the CCE scope.
  • Engage in user acceptance testing (UAT) for phased rollout and enhancement programs within the bank's global compliance control framework and surveillance roadmap.
  • Prepare updates and materials related to CCE for presentation at Wholesale Banking Asia management meetings and reporting to compliance management dashboards on a monthly/quarterly/annual basis.
  • Support trade and e-communications surveillance activities by reviewing and investigating auto-generated alerts, as well as designing and implementing manual monitoring procedures to address key CCE-related risks.
  • Work closely with the Regional/Local Data Protection Officer (DPO) to offer compliance assistance for the bank's data protection program, including reviewing and challenging data protection impact assessments.
  • Manage staff licensing for regulated activities at the Singapore branch and oversee compliance considerations related to licensing/registration of wholesale bank activities in Asia, especially concerning cross-border business ventures.
  • Collaborate with Local Compliance colleagues across Asia to enhance the Compliance function's Horizon Scanning efforts for regulatory changes in Asia relevant to ING's business lines and key CCE topics.
  • Partner with the Global Head of CCE to promote an appropriate compliance culture through various initiatives, such as conducting compliance awareness sessions for the Compliance network and internal stakeholders.
What we're looking for:
  • You are an experienced manager with a minimum of ten years in a risk or control area, including at least five years in compliance, audit, or risk-related functions.
  • You possess knowledge of risks and processes within Global Markets Compliance, Organisational and Conduct Compliance, and Employees Compliance and Ethics.
  • You have an investigative mindset and understand audit methodologies.
  • You demonstrate (data) analytical skills, sound judgement, and natural leadership qualities with a solid track record in leadership roles.
  • You exhibit a 'can do' attitude, thriving on challenges in a dynamic and intricate environment.
  • You have experience leading and managing teams of specialists and a proven record in talent development.
  • You hold a university degree or equivalent qualification.
  • You have excellent English proficiency (verbal and written).
  • You possess outstanding collaboration skills and the ability to work effectively across functional and geographic boundaries.
  • You strike a balance between firmness and flexibility as needed.

  • Director, Regional Head of Conduct Compliance

    2 weeks ago

    Singapore ING BANK N.V. Full time

    Roles & ResponsibilitiesING Wholesale Banking in SingaporeWe established our presence in Singapore back in 1987, and today we proudly serve as the regional Asia Pacific headquarters. Boasting a team of over 300 financial experts, we stand as the largest wholesale banking branch in Asia. At ING, we are distinguished in the Asia Pacific region for our...

  • Director, Regional Head of Conduct Compliance

    1 month ago

    Singapore ING BANK N.V. Full time

    Roles & ResponsibilitiesING Wholesale Banking in SingaporeWe began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further for our customers. We look at things from the...

  • Director, Regional Head of Conduct Compliance

    4 weeks ago

    Singapore ING BANK N.V. Full time

    Roles & ResponsibilitiesING Wholesale Banking in SingaporeWe began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further for our customers. We look at things from the...

  • Director, Regional Head of Conduct Compliance

    1 month ago

    Singapore ING Full time

    ING Wholesale Banking in Singapore  We began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further for our customers. We look at things from the client’s perspective...

  • Director, Regional Head of Conduct Compliance

    4 weeks ago

    Singapore ING Full time

    ING Wholesale Banking in Singapore  We began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further for our customers. We look at things from the client’s perspective...

  • Regional Head Compliance

    2 weeks ago

    Singapore Partners Group Full time

    What it's aboutIn this role of Regional Head Compliance (Asia), you will be primarily responsible for the regulatory obligations in the Asia-Pacific region particularly including our regulated entities in Singapore, Japan and Australia. This role presents an excellent opportunity to achieve personal success and contribute to the growth of our business in the...

  • Regional Head of Compliance

    2 weeks ago

    Singapore SOMPO HOLDINGS (ASIA) PTE. LTD. Full time

    We are seeking a Regional Head of Compliance (SVP, Asia Complianance) that will oversee Compliance in the Asia Pacific Region for Sompo International, based preferably in our APAC regional headquarters in Singapore, or elsewhere in close proximity, and reporting to the Sompo International Chief Compliance Officer (based in New York). This individual will be...

  • Chief Compliance Office/ Head of Compliance

    2 weeks ago

    Singapore SOUTHERN RIDGES CAPITAL PTE. LTD. Full time

    About UsSouthern Ridges Capital is a global macro hedge fund managing fixed income, currency assets and derivatives. Launched in 2019 and head-quartered in Singapore, the firm manages USD 2.5 Billion and a regional office New York. The firm is regulated and licensed in Singapore by the Monetary Authority of Singapore and by Securities and Exchange Commission...

  • Regional Head of Event Operations

    2 weeks ago

    Central Singapore Infopro Digital Full time

    Regional Head of Event Operations / Head of Singapore Business Operations_Reporting into: Events Director, APAC & Managing Director, Asia_We are looking for an outstanding leader to join our agile and dynamic APAC team in a full time, hybrid position based in Singapore.This senior role assumes dual responsibilities: (1) manage the operations of a wide...

  • Head of Compliance

    2 weeks ago

    Singapore Independent Reserve Full time

    Head of Compliance - SingaporeIndependent Reserve SG (IR SG) is looking for an experienced Compliance Manager with a strong understanding of regulatory frameworks and a proactive approach to ensuring compliance. You will be a key member of staff and manage the ongoing compliance and regulatory obligations of IR SG, as well as the retail and institutional...

  • Head of Compliance

    2 weeks ago

    Singapore Blockchain Full time

    We are seeking an outstanding compliance leader to join our fast-growing team as Head of Compliance for Singapore. This role, reporting to the Chief Compliance Officer, will be responsible for overseeing compliance with the Payment Services Act and other regulatory regimes where applicable.We are looking for a highly motivated, adaptable and collaborative...

  • Head of Compliance

    2 weeks ago

    Singapore BLOCKCHAIN (SINGAPORE) PTE. LTD. Full time

    We are seeking an outstanding compliance leader to join our fast-growing team as Head ofCompliance for Singapore. This role, reporting to the Chief Compliance Officer, will beresponsible for overseeing compliance with the Payment Services Act and other regulatoryregimes where applicable.We are looking for a highly motivated, adaptable and collaborative...

  • Regional Finance Director

    1 month ago

    Singapore APAC Michael Page Full time

    More than 50 years of establishment globally, the organization provides a fully integrated service in the Shipping and Transportation industry. We are now looking for a Regional Finance Director to drive further growth and changes within Asia Pacific. Client DetailsA leading European listed company in the Shipping and Transportation industry, our client...

  • Regional Data Centre Director

    2 weeks ago

    Singapore AIRTRUNK SINGAPORE PTE. LTD. Full time

    AirTrunk is a technology company with a powerful purpose - to scale and sustain the relentless growth of the region's digital future. We do this by continuously redefining and delivering hyperscale data centres that meet the needs of our customers, the world's most transformational companies. And we're doing so sustainably, for today and tomorrow.Having...

  • Head of Compliance

    1 month ago

    Singapore LIQUID GROUP PTE. LTD. Full time

    Roles & ResponsibilitiesHEAD OF COMPLIANCELiquid Group is a Major Payment Institution licensed in Singapore, specialising in cross border payment services for consumers and corporates based across Asia.It operates XNAP Network, an open API based QR payment acceptance network that enables the cross-border acceptance of bank and non-bank QR payment apps across...

  • Regional Cyber Underwriter

    3 weeks ago

    Singapore Oliver James Associates Full time

    Regional Cyber Underwriter / Head - Financial Lines Permanent position Excellent package available MNC insurer Regional Cyber Underwriter / Head required by highly successful global insurer offering a senior level position, excellent package and long term career options. Excellent opportunity for the right candidate! The role: Expand the Cyber...

  • Head of Compliance

    2 weeks ago

    Singapore Interactive Brokers Full time

    Interactive Brokers Singapore Limited ("IBSG"), a subsidiary of Interactive Brokers Group, Inc (NASDAQ:IBKR), is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our clients have access to more than 150 market centers from a single account. IBKR...

  • Director, Regional CAO

    2 weeks ago

    Singapore Bank of New York Mellon Corporation Full time

    Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97% of the world's top banks work...

  • Assistant to Compliance Head

    2 weeks ago

    Singapore RESONA MERCHANT BANK ASIA LIMITED Full time

    **Job DescriptionThe Compliance Assistant reports directly to the Head of Compliance.He/she is responsible for the following:1) Perform and conduct periodic AML/CFT screening on customers and counterparties upon requests of stakeholders in the Bank, using the designated Bank including Bank's KYC Consolidated List.2) Assist to purchase company registration...

  • Compliance Director

    2 weeks ago

    Singapore Telenor Group Full time

    Telenor Group is world's leading telecommunications company across the Nordics and Asia with 158 million subscribers and annual sales of around NOK 99 billion We are committed to responsible business conduct and driven by the ambition of empowering societies. Connectivity has been Telenor's domain for more than 160 years, and our purpose is to connect our...