Compliance Director

The Director/Deputy Director, Risk and Compliance, working with the Chief Risk and Compliance Officer (CRCO), is primarily responsible for developing and implementing the Enterprise Risk Management (ERM) and Compliance functions for the Thomson Medical Group (TMG) to ensure effective administration and implementation of the ERM and Compliance practices in...

Are you ready to step into an exciting realm of professional growth this new year?We've got the opportunity you've been waiting forWe've been entrusted by a prestigious financial institution to curate a powerhouse team within the Regulatory and Compliance sphere. Our client stands tall as a major influencer in the financial sector, leading the charge in the...

My client, an expanding capital markets and investment group in the region is looking for an Associate Director, Financial Crime Compliance for the Singapore office.Responsibilities Manage the financial crime compliance function for all the licensed entities in Singapore Advise management, businesses, operations and support teams on AML/CFT requirements, so...

Our client is a CMS licensed Investment Management firm; focusing on private debt and real asset investment. They are currently looking for an experienced and result-driven Compliance Manager to lead the compliance team in Singapore. The individual will be expected to instill a strong compliance and governance culture within the team and will work closely...

About UsSouthern Ridges Capital is a global macro hedge fund managing fixed income, currency assets and derivatives. Launched in 2019 and head-quartered in Singapore, the firm manages USD 2.5 Billion and a regional office New York. The firm is regulated and licensed in Singapore by the Monetary Authority of Singapore and by Securities and Exchange Commission...

Roles & Responsibilities Seeking a Director of Quality Audit, Systems, and Compliance for a thriving pharma company. Role Objectives: Lead a team of Quality professionals overseeing global aspects of Quality Audit, Systems, and Compliance. Ensure compliance with relevant authorities and company standards. Oversee internal quality compliance of business...

Job Duties & Responsibilities Monitor compliance with laws, regulations, and internal policies Investigate irregularities and noncompliance issues Assist in identifying systemic procedural weakness as well as ongoing enhancement and execution of the compliance program Conduct policy and compliance audits, which will also include liaising with internal and...

Roles & ResponsibilitiesEmbark on a transformative journey with a distinguished financial institution as a Compliance Manager in Singapore and leave a lasting mark on the industry!We are actively seeking a highly qualified Compliance professional with a minimum of 8 years of extensive experience in Compliance (excluding AML), Financial Services Regulatory...

Roles & ResponsibilitiesEmbark on a transformative journey with a distinguished financial institution as a Compliance Manager in Singapore and leave a lasting mark on the industry!We are actively seeking a highly qualified Compliance professional with a minimum of 8 years of extensive experience in Compliance (excluding AML), Financial Services Regulatory...

Perform compliance reviews and assessments on targeted compliance issues, investigations or potential problems Keep abreast of developments and changes in regulations governing the capital market and financial advisory industry. Plan, develop, monitor, revise and implement the Company's compliance initiatives in response to such changes Preparation of...

Description Liaise with the Monetary Authority of Singapore and any other relevant authorities, internal and external parties for any compliance and legalrelated matters. Support all aspects of regulatory and compliance requirements, keep abreast of regulatory developments in the prevention of Anti‐Money Laundering/Countering the Finance of Terrorism...

Job Responsibilities: Oversee the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service providers Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries Manage compliance projects to ensure timely completion and...

Key responsibilities:Manage a portfolio of clients such as fund managers, payment service firms, family offices etc to provide them compliance solutions and services Provide compliance advisory services such as license applications, address enquires from regulators etc Provide oversight on various compliance assignments and ensure completion that meet...

Key responsibilities: Manage a portfolio of clients such as fund managers, payment service firms, family offices etc to provide them compliance solutions and services Provide compliance advisory services such as license applications, address enquires from regulators etc Provide oversight on various compliance assignments and ensure completion that meet...

Roles & Responsibilities Conducting client onboarding and KYC checks to ensure customers are properly identified and verified. Performing AML/CFT Customer Due Diligence (CDD) to assess and mitigate potential risks. Providing advisory and consultancy services to clients on compliance matters. Preparing and reviewing regulatory filings and notifications to the...

Roles & ResponsibilitiesResponsibilities: Lead the compliance and Investigation team and ensure compliance investigation process is appropriately conducted. Proactively assist the business with identifying appropriate remedial and preventative actions to prevent a re-occurrence and to understand trends and to analyse and report on such trends. Provide...

Roles & ResponsibilitiesResponsibilities:Lead the compliance and Investigation team and ensure compliance investigation process is appropriately conducted. Proactively assist the business with identifying appropriate remedial and preventative actions to prevent a re-occurrence and to understand trends and to analyse and report on such trends. Provide advice...

Roles & ResponsibilitiesResponsibilities Perform compliance reviews and assessments on targeted compliance issues, investigations or potential problems Keep abreast of developments and changes in regulations governing the capital market and financial advisory industry. Plan, develop, monitor, revise and implement the Company’s compliance initiatives in...

Key Responsibilities: Establishing and maintaining the relationship between governments at all levels, energy authorities, grid companies, relevant design institutes, other departments and institutions in the region; Collecting and acquiring renewable energy resources in the region, leading project site selection, investigation and data collection activities...

Responsibilities Assist Lead Engineer to ensure that all projects are in full compliance with all required applicable directives, regulations and legistration requirements Responsible to arrange dispensation, class and other regulatory approvals in accordance with Project Requirements and Schedule Overall responsibility for the Regulatory & Compliance...