Associate Director

4 weeks ago


Singapore QONTEL SEARCH PTE. LTD. Full time
Roles & Responsibilities

Embark on a transformative journey with a distinguished financial institution as a Compliance Manager in Singapore and leave a lasting mark on the industry

We are actively seeking a highly qualified Compliance professional with a minimum of 8 years of extensive experience in Compliance (excluding AML), Financial Services Regulatory Compliance, or working with regulators, and deep knowledge of the Securities & Futures Act and SGX-ST rules.

In this pivotal role, you will serve as a senior team member responsible for overseeing the three pillars of Compliance: Surveillance & Monitoring, Regulatory Advisory, and Central Compliance. Your responsibilities extend to Singapore and various business lines including Institutional Equities, FICC, and Investment Banking.


If this unique opportunity resonates with your aspirations, we invite you to connect with Helen at helen@qontelsearch.com for a confidential discussion.


License No. EA22S0952


Tell employers what skills you have

Microsoft Excel
Regulatory Compliance
Investments
Investment Banking
Securities
Surveillance
Compliance
AML
Regulatory Requirements
Financial Services
Equities
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