Director, Regional Head of Conduct Compliance

2 weeks ago

Singapore ING BANK N.V. Full time
Roles & Responsibilities

ING Wholesale Banking in Singapore

We established our presence in Singapore back in 1987, and today we proudly serve as the regional Asia Pacific headquarters. Boasting a team of over 300 financial experts, we stand as the largest wholesale banking branch in Asia. At ING, we are distinguished in the Asia Pacific region for our unwavering commitment to putting ourselves in our customers' shoes. This unique approach enables us to craft bespoke solutions that cater to the specific needs of each company we engage with. Our client-centric mindset forms the foundation of all our client relationships and has garnered us numerous prestigious accolades.

Job Responsibilities:

  • Collaborate closely with colleagues from various business, control, and risk functions at ING, as well as Local Compliance teams across Asia, to integrate the bank's policies, procedures, and relevant local regulations into compliance monitoring processes
  • Engage in regular compliance update meetings and conference calls organized by the Centre of Excellence (CoE) contacts to stay abreast of compliance requirements
  • Participate in user acceptance testing (UAT) for phased rollout and enhancement programs under the bank's global compliance control framework and surveillance roadmap
  • Create comprehensive CCE related updates and materials for presentation at Wholesale Banking Asia management meetings and inclusion in compliance management dashboards
  • Support trade and e-communications surveillance activities by reviewing auto-generated alerts, conducting investigations, and designing manual monitoring to address key CCE related risks
  • Collaborate with the Regional/Local Data Protection Officer (DPO) to offer compliance support for the bank's data protection program, including reviewing and challenging data protection impact assessments
  • Manage staff licensing for regulated activities at the Singapore branch and oversee compliance considerations for licensing/registration of the wholesale bank's activities in Asia, particularly for cross-border business activities
  • Work closely with Local Compliance colleagues across Asia to enhance compliance function's Horizon Scanning efforts for regulatory developments relevant to ING's business lines and key CCE topics
  • Partner with the Global Head of CCE to cultivate an appropriate compliance culture through initiatives like compliance awareness sessions for internal stakeholders

What we're looking for:

  • You are an experienced and seasoned manager with a minimum of ten years of relevant experience, including at least five years in a risk or control area such as compliance, audit, or risk functions
  • You possess in-depth knowledge of risks and processes within Global Markets Compliance, Organisational and Conduct Compliance, and Employees Compliance and Ethics
  • You have a strong investigative mindset and familiarity with audit methodologies
  • You demonstrate (data) analytical skills and sound judgment
  • You exhibit natural leadership qualities with a proven track record of effective leadership
  • You embrace challenges with a 'can do' attitude in a dynamic and complex environment
  • You have prior experience in leading and managing high-value specialist teams with a knack for talent development
  • You hold a university degree or equivalent qualification
  • You have excellent proficiency in English communication (both verbal and written)
  • You possess outstanding collaboration skills and can work effectively across functional and geographic boundaries
  • You strike a balance between firmness and flexibility as per the situation demands
Tell employers what skills you have

Licensing
UAT
Leadership
Analytical Skills
Wholesale Banking
Rollout
Investigation
Surveillance
Compliance
User Acceptance Testing
Catering
Audit

  • Director, Regional Head of Conduct Compliance

    2 weeks ago

    Singapore ING Group Full time

    ING Wholesale Banking in SingaporeWe established our presence in Singapore in 1987 and proudly serve as the regional Asia Pacific headquarters. Boasting a team of over 300 financial experts, we stand as the largest wholesale banking branch in Asia. At ING, we set ourselves apart in the Asia Pacific region by going the extra mile for our clients. By adopting...

  • Director, Regional Head of Conduct Compliance

    4 days ago

    Singapore ING Full time

    ING Wholesale Banking in SingaporeWe established our presence in Singapore in 1987 and proudly serve as the regional Asia Pacific headquarters. Boasting a team of over 300 financial experts, we stand as the largest wholesale banking branch in Asia. At ING, we set ourselves apart in the Asia Pacific region by going the extra mile for our clients. By adopting...

  • Director, Regional Head of Conduct Compliance

    1 month ago

    Singapore ING BANK N.V. Full time

    Roles & ResponsibilitiesING Wholesale Banking in SingaporeWe began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further for our customers. We look at things from the...

  • Director, Regional Head of Conduct Compliance

    4 weeks ago

    Singapore ING BANK N.V. Full time

    Roles & ResponsibilitiesING Wholesale Banking in SingaporeWe began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further for our customers. We look at things from the...

  • Regional Head Compliance

    2 weeks ago

    Singapore Partners Group Full time

    What it's aboutIn this role of Regional Head Compliance (Asia), you will be primarily responsible for the regulatory obligations in the Asia-Pacific region particularly including our regulated entities in Singapore, Japan and Australia. This role presents an excellent opportunity to achieve personal success and contribute to the growth of our business in the...

  • Director, Regional Head of Conduct Compliance

    1 month ago

    Singapore ING Full time

    ING Wholesale Banking in Singapore  We began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further for our customers. We look at things from the client’s perspective...

  • Director, Regional Head of Conduct Compliance

    4 weeks ago

    Singapore ING Full time

    ING Wholesale Banking in Singapore  We began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further for our customers. We look at things from the client’s perspective...

  • Regional Head of Compliance

    2 weeks ago

    Singapore SOMPO HOLDINGS (ASIA) PTE. LTD. Full time

    We are seeking a Regional Head of Compliance (SVP, Asia Complianance) that will oversee Compliance in the Asia Pacific Region for Sompo International, based preferably in our APAC regional headquarters in Singapore, or elsewhere in close proximity, and reporting to the Sompo International Chief Compliance Officer (based in New York). This individual will be...

  • Chief Compliance Office/ Head of Compliance

    2 weeks ago

    Singapore SOUTHERN RIDGES CAPITAL PTE. LTD. Full time

    About UsSouthern Ridges Capital is a global macro hedge fund managing fixed income, currency assets and derivatives. Launched in 2019 and head-quartered in Singapore, the firm manages USD 2.5 Billion and a regional office New York. The firm is regulated and licensed in Singapore by the Monetary Authority of Singapore and by Securities and Exchange Commission...

  • Regional Head of Event Operations

    2 weeks ago

    Central Singapore Infopro Digital Full time

    Regional Head of Event Operations / Head of Singapore Business Operations_Reporting into: Events Director, APAC & Managing Director, Asia_We are looking for an outstanding leader to join our agile and dynamic APAC team in a full time, hybrid position based in Singapore.This senior role assumes dual responsibilities: (1) manage the operations of a wide...

  • Head of Compliance

    2 weeks ago

    Singapore Independent Reserve Full time

    Head of Compliance - SingaporeIndependent Reserve SG (IR SG) is looking for an experienced Compliance Manager with a strong understanding of regulatory frameworks and a proactive approach to ensuring compliance. You will be a key member of staff and manage the ongoing compliance and regulatory obligations of IR SG, as well as the retail and institutional...

  • Head of Compliance

    2 weeks ago

    Singapore Blockchain Full time

    We are seeking an outstanding compliance leader to join our fast-growing team as Head of Compliance for Singapore. This role, reporting to the Chief Compliance Officer, will be responsible for overseeing compliance with the Payment Services Act and other regulatory regimes where applicable.We are looking for a highly motivated, adaptable and collaborative...

  • Head of Compliance

    2 weeks ago

    Singapore BLOCKCHAIN (SINGAPORE) PTE. LTD. Full time

    We are seeking an outstanding compliance leader to join our fast-growing team as Head ofCompliance for Singapore. This role, reporting to the Chief Compliance Officer, will beresponsible for overseeing compliance with the Payment Services Act and other regulatoryregimes where applicable.We are looking for a highly motivated, adaptable and collaborative...

  • Regional Finance Director

    1 month ago

    Singapore APAC Michael Page Full time

    More than 50 years of establishment globally, the organization provides a fully integrated service in the Shipping and Transportation industry. We are now looking for a Regional Finance Director to drive further growth and changes within Asia Pacific. Client DetailsA leading European listed company in the Shipping and Transportation industry, our client...

  • Regional Data Centre Director

    2 weeks ago

    Singapore AIRTRUNK SINGAPORE PTE. LTD. Full time

    AirTrunk is a technology company with a powerful purpose - to scale and sustain the relentless growth of the region's digital future. We do this by continuously redefining and delivering hyperscale data centres that meet the needs of our customers, the world's most transformational companies. And we're doing so sustainably, for today and tomorrow.Having...

  • Head of Compliance

    1 month ago

    Singapore LIQUID GROUP PTE. LTD. Full time

    Roles & ResponsibilitiesHEAD OF COMPLIANCELiquid Group is a Major Payment Institution licensed in Singapore, specialising in cross border payment services for consumers and corporates based across Asia.It operates XNAP Network, an open API based QR payment acceptance network that enables the cross-border acceptance of bank and non-bank QR payment apps across...

  • Regional Cyber Underwriter

    3 weeks ago

    Singapore Oliver James Associates Full time

    Regional Cyber Underwriter / Head - Financial Lines Permanent position Excellent package available MNC insurer Regional Cyber Underwriter / Head required by highly successful global insurer offering a senior level position, excellent package and long term career options. Excellent opportunity for the right candidate! The role: Expand the Cyber...

  • Head of Compliance

    2 weeks ago

    Singapore Interactive Brokers Full time

    Interactive Brokers Singapore Limited ("IBSG"), a subsidiary of Interactive Brokers Group, Inc (NASDAQ:IBKR), is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our clients have access to more than 150 market centers from a single account. IBKR...

  • Director, Regional CAO

    2 weeks ago

    Singapore Bank of New York Mellon Corporation Full time

    Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97% of the world's top banks work...

  • Assistant to Compliance Head

    2 weeks ago

    Singapore RESONA MERCHANT BANK ASIA LIMITED Full time

    **Job DescriptionThe Compliance Assistant reports directly to the Head of Compliance.He/she is responsible for the following:1) Perform and conduct periodic AML/CFT screening on customers and counterparties upon requests of stakeholders in the Bank, using the designated Bank including Bank's KYC Consolidated List.2) Assist to purchase company registration...