Regional Head of Compliance

1 week ago


Singapore SOMPO HOLDINGS (ASIA) PTE. LTD. Full time

We are seeking a Regional Head of Compliance (SVP, Asia Complianance) that will oversee Compliance in the Asia Pacific Region for Sompo International, based preferably in our APAC regional headquarters in Singapore, or elsewhere in close proximity, and reporting to the Sompo International Chief Compliance Officer (based in New York).

This individual will be responsible for leading the APAC local-country Compliance teams in an oversight role, and management role to be determined in coordination with each local country CEO and management team, and the Chief Compliance Officer.

The Regional Head of Compliance will interact with management across multiple business units and operations. There will be travel to other Sompo International office locations.

Responsibilities include:

  • Help ensure the Sompo International local country entities maintain ongoing regulatory compliance with applicable laws, rules and regulations, including the maintenance, development and/or harmonisation of necessary policies and procedures.
  • Collaborate closely with the APAC Head of Legal, the global Legal & Compliance Department and other business units (Senior Management, Underwriting, Multinational Team, Risk Management, etc.)
  • Ensure the Compliance Officers and Compliance Department in each country is staffed appropriately.
  • Implement and oversee a bestinclass compliance framework and program.
  • Register and coordinate reporting and/or ensure local offices report as required.
  • Undertake compliance monitoring across APAC region.
- _Acting as the main point of contact for compliance issues as and when they arise in the Asia-Pacific region _

  • Assist in the development and updating of the annual compliance monitoring plan.
  • Communicate with regulators as necessary.
  • Provide a daytoday point of contact for compliance queries from Company branch offices.
  • Assist and coordinate regional compliance training.

Desired Skills & Experience:

  • 10+ years' experience in APAC insurance industry compliance is preferred within an insurance organisation.
  • Experience with building out a compliance program.
  • Wellorganised with an ability to thrive in a fastpaced work environment and meet internal and external regulatory deadlines.
  • Team oriented and able to work collaboratively and effectively with business clients and other legal department members.
  • Excellent interpersonal, written and oral communication skills and a strong work ethic with an ability to work independently or as part of a team.
  • Ability to maintain strong relationships with management.


  • Singapore Partners Group Full time

    What it's aboutIn this role of Regional Head Compliance (Asia), you will be primarily responsible for the regulatory obligations in the Asia-Pacific region particularly including our regulated entities in Singapore, Japan and Australia. This role presents an excellent opportunity to achieve personal success and contribute to the growth of our business in the...


  • Singapore ING Group Full time

    ING Wholesale Banking in SingaporeWe established our presence in Singapore in 1987 and proudly serve as the regional Asia Pacific headquarters. Boasting a team of over 300 financial experts, we stand as the largest wholesale banking branch in Asia. At ING, we set ourselves apart in the Asia Pacific region by going the extra mile for our clients. By adopting...


  • Singapore ING Full time

    ING Wholesale Banking in SingaporeWe established our presence in Singapore in 1987 and proudly serve as the regional Asia Pacific headquarters. Boasting a team of over 300 financial experts, we stand as the largest wholesale banking branch in Asia. At ING, we set ourselves apart in the Asia Pacific region by going the extra mile for our clients. By adopting...


  • Singapore ING BANK N.V. Full time

    Roles & ResponsibilitiesING Wholesale Banking in SingaporeWe established our presence in Singapore back in 1987, and today we proudly serve as the regional Asia Pacific headquarters. Boasting a team of over 300 financial experts, we stand as the largest wholesale banking branch in Asia. At ING, we are distinguished in the Asia Pacific region for our...

  • Head of Compliance

    1 week ago


    Singapore Independent Reserve Full time

    Head of Compliance - SingaporeIndependent Reserve SG (IR SG) is looking for an experienced Compliance Manager with a strong understanding of regulatory frameworks and a proactive approach to ensuring compliance. You will be a key member of staff and manage the ongoing compliance and regulatory obligations of IR SG, as well as the retail and institutional...

  • Head of Compliance

    1 week ago


    Singapore Interactive Brokers Full time

    Interactive Brokers Singapore Limited ("IBSG"), a subsidiary of Interactive Brokers Group, Inc (NASDAQ:IBKR), is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our clients have access to more than 150 market centers from a single account. IBKR...


  • Singapore DB Schenker Full time

    Accountable Perform all ICT activities and duties in area of responsibility in accordance with all legal requirements, SOPs, guidelines, rules of procedures, bylaws, compliance, and IT Governance rules Create regular reports and KPIs out of IT systems for all regional / cluster solutions in area of responsibility Achieve regional / cluster IT Management...

  • Head of Compliance

    1 week ago


    Singapore Blockchain Full time

    We are seeking an outstanding compliance leader to join our fast-growing team as Head of Compliance for Singapore. This role, reporting to the Chief Compliance Officer, will be responsible for overseeing compliance with the Payment Services Act and other regulatory regimes where applicable.We are looking for a highly motivated, adaptable and collaborative...

  • Head of Compliance

    1 week ago


    Singapore BLOCKCHAIN (SINGAPORE) PTE. LTD. Full time

    We are seeking an outstanding compliance leader to join our fast-growing team as Head ofCompliance for Singapore. This role, reporting to the Chief Compliance Officer, will beresponsible for overseeing compliance with the Payment Services Act and other regulatoryregimes where applicable.We are looking for a highly motivated, adaptable and collaborative...

  • Regional Compliance

    1 week ago


    Singapore KEPLER SEARCH PTE. LTD. Full time

    We are representing an international trading organization with over a decade of trading history and multiple offices across APAC to recruit a mid to senior-level Compliance professional with physical and financial commodities trading experience .This new headcount based in their regional HQ will be crucial to their expansion, advising the commercial team in...

  • Head of Compliance

    1 month ago


    Singapore LIQUID GROUP PTE. LTD. Full time

    Roles & ResponsibilitiesHEAD OF COMPLIANCELiquid Group is a Major Payment Institution licensed in Singapore, specialising in cross border payment services for consumers and corporates based across Asia.It operates XNAP Network, an open API based QR payment acceptance network that enables the cross-border acceptance of bank and non-bank QR payment apps across...


  • Singapore ING BANK N.V. Full time

    Roles & ResponsibilitiesING Wholesale Banking in SingaporeWe began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further for our customers. We look at things from the...


  • Singapore ING BANK N.V. Full time

    Roles & ResponsibilitiesING Wholesale Banking in SingaporeWe began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further for our customers. We look at things from the...


  • Singapore Olympus Australia Full time

    Primary PurposeThe Regional Head of IT, Asia Pacific will provide leadership and vision, as technology strategist, through the continued development of Olympus' IT infrastructure and related information systems for all subsidiaries/group companies in the Asian Pacific region based on the global policy and strategy instructed by CIO, GEC, and RRO, OCAP...


  • Singapore RIKVIN PTE. LTD. Full time

    **Job PurposeThe role holder is responsible for providing leadership to the Marketing function and supporting the GSF Senior Management in developing marketing strategies, policies, and procedures for the region -Malaysia, Japan, Korea, Cambodia & Philippines covering all GSF Schools.**Key Responsibility**Leadership Leads the marketing team in the region....

  • Regional Head

    1 week ago


    Singapore Spring Professional (Singapore) Pte Ltd Full time

    Regional Head (FMCG Sales & Marketing)Singapore | Permanent Excellent Career Opportunity Fortune 500 Food & Beverages MNCAbout The CompanyOur client is a Fortune 500 Food & Beverages MNC and is renowned for bringing about high-quality products globally. With a clear Global Sales direction and dedication to manufacture highest quality products, they are able...


  • Singapore Airbus Singapore Private Limited Full time

    Are you willing to step out of your comfort zone and make a difference in shaping Airbus Procurement in Asia Pacific, for 11 countries and territories (South East Asia, Japan, Korea, Taiwan, Australia, New Zealand?)A vacancy for a Head of Regional Procurement Office - Asia Pacific has arisen in Singapore. You will report functionally to the Head of...

  • Head of Compliance

    1 week ago


    Singapore IN REMIT PTE. LTD. Full time

    Roles & ResponsibilitiesIN Financial Technology Holdings is a private Fintech company that started as Cash-in-Asia, and now has expanded its business through growth and acquisitions in Southeast Asia. The company operates multiple licensed subsidiaries offering lending, digital banking, crowdfunding, and remittance solutions to Micro and Small Enterprises...

  • Head of Compliance

    3 weeks ago


    Singapore Randstad Singapore Full time

    about the companyOur client is a leading Life Insurance firm in Singapore. They are now looking for a Head of Compliance to lead the team, ensuring adherence to all relevant laws, regulations, and internal policies.about the jobThis role is a highly independent role. You will be required to work with key stakeholders to oversee all compliance matters within...

  • Head of Compliance

    1 month ago


    Singapore Randstad Singapore Full time

    about the companyOur client is a leading Life Insurance firm in Singapore. They are now looking for a Head of Compliance to lead the team, ensuring adherence to all relevant laws, regulations, and internal policies.about the jobThis role is a highly independent role. You will be required to work with key stakeholders to oversee all compliance matters within...