SM/AVP | CS | Compliance | 7+ | AIF | Mumbai
4 days ago
- You should have a minimum of 7 years of experience in PE/VC/Financial Services/AIF to be eligible for this role.Our client is a well-established organization operating in the financial services industry, particularly within the investment and asset management sector. They are known for their emphasis on compliance and governance, offering a structured and professional working environment.As a Senior Manager/Assistant Vice President - Company Secretary Compliance, your responsibilities will include ensuring compliance with relevant laws, regulations, and internal policies within investment/asset management operations. You will provide guidance on corporate governance practices, draft and maintain compliance-related policies and procedures, oversee regulatory filings, and interact with regulatory authorities. Additionally, you will monitor compliance risks, conduct training sessions, and support the legal department in compliance-related matters and audits.The ideal candidate should have a professional qualification in Company Secretaryship (CS) or a related field with at least 7 years of experience. Strong knowledge of compliance frameworks in the financial services industry, preferably within investment/asset management, is required. You should possess a deep understanding of corporate governance and regulatory requirements, excellent analytical and problem-solving skills, and the ability to collaborate effectively with internal and external stakeholders.In return, you will be part of a structured and professional work culture with growth opportunities. This role offers exposure to complex compliance challenges in the financial services industry.If you are passionate about compliance and governance in the investment/asset management sector, we invite you to apply for this exciting opportunity. Reach out to Anupama Rangaswami for further details.Job Reference: JN-
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- SM/AVP || CS || Compliance || 7+ || AIF || Mumbai /GIFT CityJob Title SM/AVP
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