
SM/AVP | CS | Compliance
4 weeks ago
- The successful candidate for this position should have a professional qualification in Company Secretaryship (CS) or a related field with 7+ years of experience. You must possess a strong knowledge of compliance frameworks within the financial services industry and preferably have experience working in the investment/asset management sector. An excellent understanding of corporate governance and regulatory requirements is essential, along with strong analytical and problem-solving skills. Additionally, you should be able to collaborate effectively with internal and external stakeholders.Your responsibilities will include ensuring compliance with applicable laws, regulations, and internal policies across investment/asset management operations, providing guidance on corporate governance practices and regulatory frameworks, drafting, reviewing, and maintaining compliance-related policies and procedures, overseeing regulatory filings and maintaining statutory records, liaising with regulatory authorities, monitoring and reporting on compliance risks, recommending corrective measures, conducting compliance training sessions for internal stakeholders, and supporting the legal department in handling compliance-related matters and audits.This opportunity offers a structured and professional work culture with growth opportunities, providing exposure to complex compliance challenges in the financial services industry. If you are passionate about compliance and governance within the investment/asset management sector, we encourage you to apply for this exciting position. For further details, please contact Anupama Rangaswami.,
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