Compliance & Market Risk Manager

4 days ago


Singapore PILGRIM PARTNERS ASIA (PTE.) LTD. Full time

COMPLIANCE & MARKET RISK MANAGER

**LOOKING FOR MID-CAREER FINANCE SPECIALISTS**
**ABLE TO START IMMEDIATELY**

**Key Responsibilities**:

- Responsible for day-to-day management of risk & compliance issues of the company.
- Working with management on, and ensuring compliance with, applicable laws and regulations, including various MAS guidelines such as AML/ CFT, outsourcing, technology risk management and periodic filings/ notification to MAS.
- Responsible for monitoring of staff dealing as required by internal procedures
- Facilitate audit processes for compliance related matters by internal and external auditors.
- Developing risk management strategies and working closely with trading heads to ensure that the risk management processes are adhered to at the operational level.
- Liaising with auditors & vendors on risk management and compliance related matters.
- Supporting management in reporting to the boards on risk and compliance matters.

**Pre-requisites**:

- Degree in Finance/ Banking/Accountancy/ Law/.
- At least 10 years’ experience in treasury, fund admin, fund management, FX, fixed income, risk, legal or compliance functions.
- Familiar with the Securities and Futures Act, Financial Advisers Act, MAS Regulations, Listing Rules and Enterprise Risk Management processes.
- Ideally possessing experience & understanding of laws and regulations as well as risk management principles of Cayman/VCC fund structuring/business trust or fund management businesses.
- Mature with attention to details, positive attitude, hardworking
- Ability to prioritise, multi-task and good project management skills
- Good communication skills and ability to manage different stakeholders to balance conflicting interests
- **Able to start immediately


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