Risk & Compliance Manager
6 days ago
Our Client, one of the leading and largest asset managers is now seeking to bring onboard a Risk & Compliance to join their Singapore team. You will be working closely with the CEO and the Board of Directors.
**Key Responsibilities**:
- Responsible on implementing and monitoring the risks and corporate governance matters of the company and updating of the relevant policies in compliance to the regulations
- Licensing requirements for business representatives and entities to conduct regulated activities
- Reviewing of counterparties and clients' onboarding and periodic AML/KYC document
- Liaison Officer to regulators and reviewing of marketing materials
**Key Requirements**:
- Minimum 3-5 years of relevant experience
- Familiar with SFA, FAA, Companies Act
- Familiar with Retail Funds / Accredited Funds and offshore funds, e.g. Lux/Dublin UCITS
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Compliance Manager
3 days ago
Singapore Office of Risk Management and Compliance Full time**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...
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Senior Manager
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Safety & Health Manager
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Risk & Compliance Manager
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Risk & Compliance Manager
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Risk & Compliance Manager
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Risk & Compliance Manager
1 week ago
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Risk & Compliance Manager
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Risk & Compliance Manager
2 days ago
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