Risk & Compliance Manager

3 days ago

Singapore First Plus Full time

We’re looking for a Manager/AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance or risk professional to work on a board range of regulatory risk and compliance related issues of the fund management business.

**Key Responsibilities Include**
- Monitor regulatory developments and update/develop policies and procedures to ensure the company’s compliance with regulatory requirements.
- Manage regulatory and internal/group reporting and relevant MAS submissions.
- Set up and implement an effective compliance monitoring program.
- lead AML/KYC/CDD work, identify & escalate risks to management when necessary, produce & maintain relevant KYC/CDD records
- Get involved in product development to identify regulatory risks
- Conduct investment compliance monitoring to ensure that the mandates/ funds managed by the company comply with relevant client and regulatory investment restrictions.
- Review marketing materials and client correspondences for compliance with internal and regulatory requirements.
- Review and approve staff trading requests in accordance with the company policy.
- Review fund offering documents/ fund reports for compliance with regulatory requirements.
- Conduct staff training on compliance and regulatory issues/ requirements. Participate in ad-hoc Group and regulatory compliance projects
- Assist Risk Committee in implementing risk management policies and procedures
- Assis in investment portfolio risk analysis and monitoring
- Assist in the Company’s external & internal audits

**Requirements**:

- Minimal 3 years of post-qualification compliance related experience ideally from a financial institution including banks, asset managers and fund managers
- Familiar with relevant MAS guidelines for capital market intermediary
- Someone who has self-initiative and commitment, want to take responsibilities and own policies and processes
- Good communication and writing skills in English; Being able to speak/read Chinese would be a plus.
- Strong interpersonal skills and a good team player.
- Strong analytical and evaluative skills and attention to details.
- Good computer skills in MS Excel, Access, Word & Powerpoint

  • Senior Automation Engineer

    1 week ago

    Singapore Pfizer Full time

    Description Join to apply for the Senior Automation Engineer - AMPS role at Pfizer Pfizer Singapore is recruiting permanent employees for manufacturing site expansion of PFIZER ASIA MANUFACTURING PTE LTD (PAMPL) in Singapore. Overview Why Patients Need You Whether you are involved in the design and development of manufacturing processes for products or...

  • Office Manager

    1 day ago

    Singapore AMP Design Co Pte Ltd Full time

    Company AMP Design Co Pte Ltd Designation Office Manager Date Listed 14 May 2025 Job Type Entry Level / Junior Executive, Experienced / Senior Executive - Part/TempIntern/TS Job Period Immediate Start, For At Least 6 Months Profession Admin / Secretarial Industry Architecture Location Name Kallang Avenue, CT Hub, Singapore Address 2 Kallang...

  • Sales Designer

    1 day ago

    Singapore AMP Design Co Pte Ltd Full time

    Company AMP Design Co Pte Ltd Designation Sales Designer / Project Manager Date Listed 14 May 2025 Job Type Experienced / Senior Executive - Full/PermFree/ProjIntern/TS Job Period Immediate Start, For At Least 6 Months Profession Architecture / Interior Design Industry Design Location Name Kallang Avenue, CT Hub, Singapore Address 2 Kallang...

  • Risk Compliance Manager

    2 weeks ago

    Singapore TRITERRAS FINTECH PTE. LTD. Full time

    _**Key Responsibilities of the Job**_ - Risk Management_ - Support the Organisation in delivering and publishing new policies and guidelines for Group Risk & Compliance Plan - Ensure that adequate and effective risk management policies and arrangements are established, implemented, and maintained - Ensure regular monitoring against risk appetite, the...

  • Risk & Compliance Manager

    1 week ago

    Singapore Mandai Wildlife Reserve Full time

    Advertised on: 04 Jun 2025_ Mandai Nature is a successful Singapore-based non-profit conservation organisation jointly set up by Temasek and Mandai Wildlife Group (which manages zoological parks including Singapore Zoo, Night Safari, River Wonders, Rainforest Wild and Bird Paradise). Mandai Nature is the conservation arm of Mandai Wildlife Group and was...

  • Risk & Compliance Manager

    1 day ago

    Singapore EXCLUSIVE NETWORKS ASIA PTE. LTD. Full time

    DUTIES AND RESPONSIBILITIES This role reports to the Global Risk & Compliance Director who is based in Paris, France. Exclusive Networks’ Risk and Compliance Group department is in charge of the global Compliance programs, in particular drive the Corruption prevention program to strengthen its roll-out and control its effectiveness across the...

  • Risk and Compliance Manager

    1 day ago

    Singapore FNZ Full time

    Role Description This position is located within our Singapore office and will have responsibility in the day-to-day risk and compliance activities of the Singapore business. The key objective of this role is to ensure the risk and compliance obligations are met and run in an efficient, effective and consistent manner. Specific Role Responsibilities This...

  • Compliance & Risk Manager

    2 weeks ago

    Singapore DATAPOST PTE LTD Full time

    The primary focus of a Risk & Compliance Management role in DataPost is to establish and manage a company-wide risk & compliance management environment. This shall be achieved through a multi-disciplinary approach of policies, risk assessments & controls, compliance reviews, and communication. In addition, to be the focal contact point for all Regulatory &...

  • Risk & Compliance Manager

    6 days ago

    Singapore KINERGY CORPORATION LTD. Full time

    Develop and enhance compliance policies and procedures to comply with regulatory requirements - Develop risk management strategies - Support the group’s business in Singapore & work closely with Legal, Compliance & Risk Management teams - Dealing and being the point of contact for the regulators - Reporting on compliance - Conduct compliance risk...

  • Risk & Compliance Manager

    1 week ago

    Singapore Intertrust Full time

    **R&C Manager, Singapore** **Location: Singapore** **Department: Risk and Compliance** **Vacancy type: Full Time** **The Position** Report directly to the Head of Risk and Compliance, Singapore. Responsible to ensure risk and compliance with the relevant local legal and regulatory requirements as well as in-house policies and procedures by various...