Distribution Risk and Compliance Manager
1 week ago
Job Profile Summary: In this role, you will report to the Head of Risk and Compliance and support the Risk and Compliance team in ensuring the company's distribution channels remain compliant with applicable regulations and managing risks associated with internal and external outsourcing activities. As part of this dynamic role, you will work closely with colleagues in the CRO division and various departments across the Company to strengthen governance and oversight. Job Description: Maintain oversight and collaborate with Group to ensure alignment and consistency with Group's compliance framework and fit and proprietary standards. Conduct risk assessments related to distribution channels and the monitoring of representatives' activity to identify potential market conduct risks. Work with internal teams to review and analyze customer complaints and investigations related to distribution and market misconduct, identifying risks, trends, regulatory breaches, underlying issues and provide recommendations for improvement as well as appropriate corrective actions. Review third-party product training and marketing materials to ensure alignment with the company standards and regulatory requirements. Review distribution agreements with third-party providers, ensuring compliance with the regulatory requirements and company policies. Ensure the review and reporting process for BSC matters are consistent with regulatory requirements and internal policies. Ensure submission of regulatory reports and filling are accurate and timely. Oversee both internal and external outsourcing activities, ensuring compliance with the service agreements and regulatory requirements. Provide guidance on compliance matters relating to market conduct and distribution ethics to both internal teams and distribution partners. Provide regular and/or ad hoc reporting to relevant governance forums. Undertake ad‐hoc tasks, projects or reviews as directed by Head of Risk and Compliance. Who we are looking for: Experience in regulated financial institution and familiar with strong regulatory knowledge and risk management Excellent communicator, ability to translate regulatory requirements relevant to the business Nimble and flexible to change, able to adapt to fast‐paced and changing situations Experience in Compliance and Risk processes Organized and meticulous Ability to work cross‐functionally and collaborate with teams across different departments. Experience in project management Working Experience: At least 6‐8 years of working experience in risk and/or compliance roles Experience in managing projects with multiple stakeholders Education: Degree in any discipline. #J-18808-Ljbffr
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Compliance Manager
3 days ago
Singapore Office of Risk Management and Compliance Full time**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...
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Distribution Risk and Compliance Manager
1 week ago
Singapore Prudential Hong Kong Limited Full timeDistribution Risk and Compliance Manager page is loaded## Distribution Risk and Compliance Managerlocations: Singaporetime type: Full timeposted on: Posted Todayjob requisition id: Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is...
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Distribution Risk and Compliance Manager
1 week ago
Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full timeOverview Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we...
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Distribution Risk and Compliance Manager
6 hours ago
Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full timePrudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our...
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Distribution Risk and Compliance Manager
2 weeks ago
Singapore Prudential Plc Full time $80,000 - $120,000 per yearPrudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our...
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Senior Manager
2 weeks ago
Singapore Office of Risk Management and Compliance Full time**Posting Start Date**:21/01/2025 About ORMCThe Compliance, Data & Technology Risk unit of NUS Office of Risk Management and Compliance (“ORMC”) is seeking a highly skilled and experienced Compliance professional to oversee compliance risk management initiatives. The role is responsible for ensuring that the university is aware of and adheres to all...
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Safety & Health Manager
3 days ago
Singapore Office of Risk Management and Compliance Full time**Posting Start Date**:20/09/2024 About ORMCAt Office of Risk Management and Compliance, we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. The incumbent will serve as...
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Manager, Governance, Risk
5 days ago
Singapore Employment and Employability Institute Full timeEmployment and Employability Institute – Jurong Town The e2i Manager, Governance, Risk & Compliance (GRC) is a seasoned individual contributor responsible for executing key GRC activities, with a particular focus on recommending follow up actions on Statement of Grant Claim (SOGC) audits, investigations into whistleblowing cases, and providing secretariat...
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Compliance Manager
4 days ago
Singapore Janus Henderson Investors Full time-Janus Henderson Investors Singapore Posted 2 hours ago Permanent 0 **Why work for us?** Janus Henderson is a leading global active asset manager. We exist to help our clients achieve their long-term financial goals. Our team exemplifies our values of putting clients first, acting like owners and succeeding as a team. Our culture is high-energy,...
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Distribution Business Compliance Manager
5 days ago
Singapore Great Eastern Full timeDistribution Business Compliance Manager You will be part of a team to drive and implement the risk management and compliance requirements for Regional Agency/FA & Bancassurance and the representatives, by effectively supporting the business units in their duty to comply with relevant laws and regulations. Review and update processes and guidelines in...
