Distribution Business Compliance Manager

5 days ago

Singapore Great Eastern Full time

Distribution Business Compliance Manager You will be part of a team to drive and implement the risk management and compliance requirements for Regional Agency/FA & Bancassurance and the representatives, by effectively supporting the business units in their duty to comply with relevant laws and regulations. Review and update processes and guidelines in relation to public prospecting and marketing / recruitment materials Communicate and reinforce the awareness of the guidelines in relation to public prospecting and marketing / recruitment materials Share relevant guidelines and issues with Financial Representatives through training materials, onsite visits, cluster meetings, and other agency platforms Review and approve Agency Identify Collaterals, Agency Group Name / Logo, Agency Group Website and Agency Group Signage Ensure the Marketing and Recruitment Marketing Materials approval process is adhered to within the SOP Review social media content posted by Financial Representatives, to identify non-compliance with the guidelines Explore tools and methods to streamline and enhance the monitoring mechanisms Take accountability in considering business and regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the Company Highlight any potential concerns / risks and proactively share best risk management practices. Diploma / Bachelor's Degree At least 5 years' of experience in compliance or risk management in the financial services industry would be desirable Knowledge of the insurance sector will be an added advantage Self-starter and proactive Proficient in oral and written English Committed and able to interact well with various stakeholders High level of integrity, takes accountability of work and good attitude over teamwork Takes initiative to improve current state of things and adaptable to embrace new change How You Succeed Champion and embody our Core Values in everyday tasks and interactions. Demonstrate high level of integrity and accountability. Take initiative to drive improvements and embrace change. Take accountability of business and regulatory compliance risks, implementing measures to mitigate them effectively. Keep abreast with industry trends, regulatory compliance, and emerging threats and technologies to understand and highlight potential concerns/ risks to safeguard our company proactively. Work Locations: SG-GE Changi Seniority level: Mid-Senior level Employment type: Full-time Job function: Legal #J-18808-Ljbffr

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