
Distribution Business Compliance Manager
2 weeks ago
You will be part of a team to drive and implement the risk management and compliance requirements for Regional Agency/ FA & Bancassurance and the representatives, by effectively supporting the business units in their duty to comply with relevant laws and regulations.
- Review and update processes and guidelines in relation to public prospecting and marketing / recruitment materials
- Communicate and reinforce the awareness of the guidelines in relation to public prospecting and marketing / recruitment materials
- Share relevant guidelines and issues with Financial Representatives through training materials, onsite visits, cluster meetings, and other agency platforms
- Review and approve Agency Identify Collaterals, Agency Group Name / Logo, Agency Group Website and Agency Group Signage
- Ensure the Marketing and Recruitment Marketing Materials approval process is adhered to within the SOP
- Review social media content posted by Financial Representatives, to identify non-compliance with the guidelines
- Explore tools and methods to streamline and enhance the monitoring mechanisms
- Take accountability in considering business and regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the Company
Highlight any potential concerns / risks and proactively share best risk management practices.
Diploma / Bachelor's Degree
- At least 5 years' of experience in compliance or risk management in the financial services industry would be desirable
- Knowledge of the insurance sector will be an added advantage
- Self-starter and proactive
- Proficient in oral and written English
- Committed and able to interact well with various stakeholders
- High level of integrity, takes accountability of work and good attitude over teamwork
- Takes initiative to improve current state of things and adaptable to embrace new change
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