Distribution Business Compliance Manager

2 weeks ago


Singapore River The Great Eastern Life Assurance Company Limited Full time $90,000 - $120,000 per year

You will be part of a team to drive and implement the risk management and compliance requirements for Regional Agency/ FA & Bancassurance and the representatives, by effectively supporting the business units in their duty to comply with relevant laws and regulations.

  • Review and update processes and guidelines in relation to public prospecting and marketing / recruitment materials
  • Communicate and reinforce the awareness of the guidelines in relation to public prospecting and marketing / recruitment materials
  • Share relevant guidelines and issues with Financial Representatives through training materials, onsite visits, cluster meetings, and other agency platforms
  • Review and approve Agency Identify Collaterals, Agency Group Name / Logo, Agency Group Website and Agency Group Signage
  • Ensure the Marketing and Recruitment Marketing Materials approval process is adhered to within the SOP
  • Review social media content posted by Financial Representatives, to identify non-compliance with the guidelines
  • Explore tools and methods to streamline and enhance the monitoring mechanisms
  • Take accountability in considering business and regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the Company
  • Highlight any potential concerns / risks and proactively share best risk management practices.

  • Diploma / Bachelor's Degree

  • At least 5 years' of experience in compliance or risk management in the financial services industry would be desirable
  • Knowledge of the insurance sector will be an added advantage
  • Self-starter and proactive
  • Proficient in oral and written English
  • Committed and able to interact well with various stakeholders
  • High level of integrity, takes accountability of work and good attitude over teamwork
  • Takes initiative to improve current state of things and adaptable to embrace new change


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