Distribution Compliance Officer
2 days ago
Distribution Compliance Officer page is loaded## Distribution Compliance Officerlocations: Singaporetime type: Full timeposted on: Posted 4 Days Agojob requisition id: Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people's career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.**Job Description:*** Ensures that compliance reporting, misconduct trend and data analysis related to distribution channels are completed within stipulated timelines by the team.* Ensures that thorough analysis is conducted into suspected agency misconduct issues, recommends and ensures appropriate actions are taken to address substantiated undesirable sales behaviour.* Engages customers and distribution channels to obtain information for a fair and thorough assessment of alleged misconduct.* Maintains discipline and compliance to prescribed market and business conduct for the distribution channels.* Competent and conversant with the relevant contents and requirements of applicable regulations, industry standards, Regional Compliance Standards and PACS' business rules (preferred)* Participates and delivers projects and/or initiatives to meet internal and regulatory requirements and improve internal process efficiencies.**Who we are looking for:****Competencies & Personal Traits*** Effective communicator and influencer* Effective in problem solving* Effective in project management and change management* Good understanding of financial industry, and familiar with insurance operations (preferred)* Familiar with FAA and MAS regulations and industry guidelines applicable to insurance industry (preferred)**Working Experience:*** Preferably at least 2 years of experience with in-depth data analysis and project management* Experience in data analysis related to insurance sales and/or agent misconduct would be an added advantage**Education:*** Degree in any discipline* High proficiency in use of Excel and/or data analytics (such as PowerBI, Python)* Relevant insurance qualifications (such as M5, M9, etc) **Prudential is an equal opportunity employer.** We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into
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Distribution Compliance Officer
2 days ago
Singapore Prudential Assurance Company Singapore Full timeOverview Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we...
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Distribution Compliance Officer
1 week ago
Singapore Prudential Plc Full time $104,000 - $130,878 per yearPrudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our...
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Distribution Compliance Officer
2 weeks ago
Singapore Prudential plc Full time $80,000 - $120,000 per yearPrudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our...
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Distribution Engagement Officer
4 days ago
Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time**Job Profile Summary**: The role of the Distribution Engagement Officer reports to the Distribution Business Partnering and Engagement Lead. You are required to support in driving engagement with the agency force. Engagement with the Agency Force - Develop engagement strategies to enhance Compliance, regulatory and market conduct awareness and knowledge....
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Distribution Engagement Officer
5 days ago
Singapore Prudential Full timePrudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...
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Distribution Business Partnering Officer
2 weeks ago
Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time**Job Summary**: The role of the Distribution Business Partnering officer reports to the Head of Distribution Business Partnering & Engagement. You are required support the Head of Distribution Business Partnering & Engagement in providing regulatory advisory and compliance support on initiatives, projects and deliverables to the Distribution...
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Singapore Great Eastern Full timeDescription About the Job We are looking for a passionate and inquisitive individual to join our team. This individual will perform agency evaluations to analyse trends identify and address potential gaps. He/she will consistently review the areas for improvement and implement enhanced framework suitable for the business. Provide support for day-to-day...
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Singapore Great Eastern Full timeAbout the Job We are looking for a passionate and inquisitive individual to join our team. This individual will perform agency evaluations to analyse trends identify and address potential gaps. He/she will consistently review the areas for improvement and implement enhanced framework suitable for the business. Provide support for day-to-day operations by...
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Compliance Manager
2 days ago
Singapore Office of Risk Management and Compliance Full time**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...
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Compliance Officer
2 days ago
Singapore HL Assurance Full timeReaching Out To You : HL Assurance Pte. Ltd. ("HLAS") is a licensed insurance company in Singapore since 2012 and a subsidiary of Hong Leong Financial Group Berhad ("HLFG"), a public listed company in Malaysia. Main Responsibilities: Reporting to the CEO, you shall be responsible to: Act as a central point of contact for local and regional regulatory issues...
