Administration & Compliance Manager
8 hours ago
The Client is an asset management and advisory group headquartered in Singapore.
Operations/Administration Responsibilities
- Companies & Funds: Support documentation of new incorporations and new fund establishments; support ongoing company and fund maintenance; review subscription and redemption agreements and maintain books & records for companies & funds; manage fund subscription and redemption; manage Board and Investment Committee meetings, minutes, and resolutions; annual corporate secretarial updates.
- Banks & Brokerages: Support Manager maintain accounts with banks and brokerages, including opening accounts, responding to bank queries, and preparing regular reviews.
- Information Technology: Oversee IT providers to implement security features and back-ups, and maintain websites.
- Commercial: Manage purchase and sale of real assets, maintain inventory lists, and manage valuations.
- Customer Due Diligence: Support new client onboarding and existing client reviews of KYC/AML/CFT/SOW/SOF; review transactional flows based on risk level and assessment.
- Reporting: Prepare and submit regular reports to regulators (e.g. MAS, CIMA, BVIFSC) and authorities (e.g. CRS, FACTA, ES).
Operational Excellence:
Develop, maintain, update, and ensure adherence to a comprehensive risk management framework that integrates regulatory requirements, internal policies, and industry best practices.
- Continuously monitor and analyze regulatory updates, assess potential risks, and implement proactive strategies to ensure operational resilience and excellence.
- Training: Conduct internal compliance training and oversee training schedule for staff members.
Candidate Qualities & Qualifications
- Experience in the operational administration of companies
- Diploma or Degree in Business or Accounting
- Minimum 3-5 years of working experience in Administration and Operations; relevant experience in Regulatory Compliance and Internal Audit will be a bonus
- Meticulous, accurate, and with attention to detail
- Proactively anticipate, troubleshoot, overcome, and/or escalate client and product needs/issues
Please submit your CV by clicking the QUICK APPLY button.
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