
Compliance Officer
1 week ago
**Location**
- Singapore, Central Singapore**Job Type**
- Full Time**Salary**
- $4,000 - $5,000 Per Month**Date Posted**
- 2 hours agoAdditional Details
**Job ID**
- 107447**Job Views**
- 1Roles & Responsibilities
Our client is an well-known leader in the Fund Management space. They are currently looking for a Compliance Officer to be based in Singapore.
The Role
- Lead preparation of periodic compliance reports/reviews and filing of regulatory filings and reporting to satisfy regulator and firm management requirements
- Assist with compliance and other regulated related matters with external compliance advisors
- Promote compliance awareness in the firm
To Qualify
- Bachelors degree (or equivalent) and 2- 4 years of relevant experience with an asset management firm, securities regulator, broker, law-firm, or compliance consultant;
- Good communication and interpersonal skills
- Ability to work well under pressure
To Apply
Personal data provided by job applicants will be used strictly in accordance with the employer's personal data policies, a copy of which will be provided.Registration No. R1658237 | EA License No. 11C3510 | Drake InternationalTags
compliance
officer
fund
management
-
Bank Compliance Officer
1 week ago
Central Singapore Emprego SG Full time**Location** Singapore, Central Singapore **Job Type** Full Time **Salary** $3,000 - $4,000 Per Month **Date Posted** 8 hours ago Additional Details **Job ID** 95572 **Job Views** 19 **Job Description**: Roles & Responsibilities **Responsibilities**: - Assist in the drafting, managing, and executing of compliance policies and procedures in...
-
Compliance Manager
14 hours ago
Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...
-
Compliance Officer, Compliance
7 days ago
Singapore CITIC CLSA Full time**Position Description** As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including,...
-
Compliance Officer
14 hours ago
Singapore LSG INSURANCE PTE. LTD. Full time**Job Description The Compliance Officer is responsible for ensuring that the company complies with all applicable regulations, laws, and industry best practices related to life insurance sector. This role involves implementing, monitoring, and enforcing the company’s compliance policies and procedures, and ensuring that all employees understand and adhere...
-
Compliance Officer
7 days ago
Singapore NEBA PRIVATE CLIENTS PTE. LTD. Full time**Position**:Compliance Officer **Location**:Singapore **Industry**:Financial Services **Employment Type**:Full-time **About the Company**: NEBA Private Clients are a leading financial advisory firm in Singapore with offices around the world, committed to providing sound financial solutions to clients. We strive to uphold the highest standards of...
-
Central Singapore Emprego SG Full time**Location** Singapore, Central Singapore **Job Type** **Salary** $8,000 - $16,000 Per Month **Date Posted** 4 hours ago Additional Details **Job ID** 1189 **Job Views** 1 **Job Description**: Roles & Responsibilities **DESCRIPTION/RESPONSIBILITIES**: **What it Means To Work Here** Here, you'll feel welcomed and valued. Our clients,...
-
Compliance Officer
2 days ago
Singapore WOORI BANK Full time**Requirements**: - A relevant degree in Finance, Business or Accountancy - Minimum 2 years of Compliance/AML/CFT/SANCTION experience in a bank or financial institution - Knowledge in MAS rules and regulations - Keen interest in compliance with long term plans to remain in this field - Self-motivated and committed - Resourceful, motivated and willingness to...
-
Compliance Officer
6 days ago
Singapore Aetos Support Services Pte. Ltd. Full time**About the role** As a Compliance Officer, you will be responsible for - Ensuring the company complies with local and all internal policies and controls are adequate and adhere to the requirements set by local related regulatory. - Coordinating staff training and competence to ensure obligations are met including drafting and issuing supplementary training...
-
Compliance Officer
1 week ago
Singapore AETOS SUPPORT SERVICES PTE. LTD. Full time**About AETOS**: AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Indices, Commodities, Shares and Cryptocurrencies. **AETOS Support Services Pte Ltd...
-
Compliance Officer
3 days ago
Singapore Non-disclosed Full timeCompliance Officer - Associate / Assistant Manager Non-disclosed Singapore Apply now Posted 1 day ago In-Office Job Permanent $4k - $5k Compliance Officer - Associate / Assistant Manager Non-disclosed Singapore Apply now Dedicated investment management platform for providing global investors with a gateway to invest through differentiated alternative...