Compliance Officer

Responsibilities: Compliance function and scope below: 1 Manage the compliance function and report to Company MD and also to Global General Counsel Office in Japan head office. 2 Prepare and maintain compliance calendar for the function and ensure all due dates are adhered to. 3 Develop, review and adhere to the written Company Compliance Program, policies,...

We are seeking a skilled IT Support Specialist to join our team at Excis Compliance in Singapore. In this role, you will be responsible for installing, configuring, and managing end-user laptops, desktops, printers, and mobile devices.As an IT Support Specialist, you will troubleshoot and resolve IT incidents, escalating as necessary to meet service level...

**About the Role:**We are looking for an IT Infrastructure Technician to provide technical support to our clients. The successful candidate will be responsible for addressing user tickets regarding hardware, software, and networking issues.The ideal candidate will have experience working with Microsoft Windows Operating Systems and Microsoft Office...

Excis Compliance is seeking an End-User Computing Expert to join our team. As a Desktop Support Engineer, you will be responsible for providing technical assistance to our clients.The ideal candidate will have 5 years of experience in desktop support or a similar IT role, and be able to work with Microsoft Windows Operating Systems and Microsoft Office...

Role DescriptionWe are looking for a Computer Hardware Technician to join our Excis Compliance team in Singapore. As a key member of our IT department, you will be responsible for providing technical support and assistance to our employees.Your primary responsibilities will include installing, configuring, and managing end-user laptops, desktops, printers,...

Job OverviewWe are looking for a Desktop Engineer to join our Excis Compliance team in Singapore. As a key member of our IT department, you will be responsible for providing technical support and assistance to our employees.Your primary responsibilities will include installing, configuring, and managing end-user laptops, desktops, printers, and mobile...

Key ResponsibilitiesWe are seeking a Technical Support Professional to join our Excis Compliance team in Singapore. As a key member of our IT department, you will be responsible for providing technical support and assistance to our employees.Your primary responsibilities will include installing, configuring, and managing end-user laptops, desktops, printers,...

Blockfort Pte Ltd is part of the Coinweb group, is expanding our Global compliance Team. The position is compliance officer, based in Singapore for Blockfort; you’re responsible for ensuring a company complies with its outside regulatory requirements and internal policies. In short, you're responsible for making sure that your employer plays by the rules...

Job Title: Compliance OfficerWe are seeking an experienced Compliance Officer to join our team at E M SERVICES PRIVATE LIMITED. As a Compliance Officer, you will play a crucial role in ensuring compliance with regulatory requirements and Company policies.The key responsibilities of this role include:Ensuring compliance with regulatory requirements and...

As an Excis Compliance Technical Support Engineer, you will be responsible for providing technical assistance to our clients. The ideal candidate will have 5 years of experience in desktop support or a similar IT role.You will be working with Microsoft Windows Operating Systems and Microsoft Office environment, as well as Active Directory, Group Policy, and...

Roles & ResponsibilitiesCompliance OfficerPrivate Equity Real Estate Project Co-ordination, Analysis & Reporting Salary: $6000 to $8000 per monthThe CompanyThe organisation is a well-established Real Estate fund manager comprising multiple product strategies across a highly-diversified portfolio of assets (logistics, office, retail, student...

Job SummaryWe are looking for a highly qualified and experienced Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that all financial transactions are compliant with relevant laws and regulations, and that our financial reporting is accurate and timely.

**About the role** As a Compliance Officer, you will be responsible for - Ensuring the company complies with local and all internal policies and controls are adequate and adhere to the requirements set by local related regulatory. - Coordinating staff training and competence to ensure obligations are met including drafting and issuing supplementary training...

**About AETOS**: AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Indices, Commodities, Shares and Cryptocurrencies. **AETOS Support Services Pte Ltd...

Our client is an law firm with main offices in Singapore, London, Paris, Hong Kong, etc. Area of expertise includes finance, marine and international trade, commercial litigation, etc. Our client is looking to hire a Compliance Officer, to play a key role in the Legal and Compliance team, supporting the Head of Compliance to identify and achieve compliance...

**Responsibilities**: - Keep abreast of developments in the local/head office regulatory environment and monitor the bank’s compliance with the requirements, and perform gap assessment where necessary; - Assist in the attending to and preparing reporting/replies to Head Office’s queries and circulars and local management on compliance/AML related...

**Company Overview**: LOOK CAPITAL is a registered and leading family office with a Capital Market Services license in Singapore, with AUM of 3 billion USD. Headquartered in Singapore, we have offices across Beijing, Hong Kong and Shenzhen. With the help of technology, we provide a one-stop service including global asset allocation, legal and tax advisory,...

**Responsibilities: -** - Providing guidance and effective & timely advice on Banking Act, SFA and FAA including AML/KYC and manage the handling of Transaction Monitoring alerts, review/investigate potential suspicious activities reported by business stakeholders and where required, prepare Suspicious Transaction Reports (STRs) for submission to the STRO. -...

Compliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal policies and...

**Compliance Officers (private bank)** **12 months contract** *** **Responsibilities**: - Primarily responsible for KYC and client on-boarding as well as training on this topic - Identify and rectify control weakness through ongoing review/monitoring of the AML/S/CFT/ABC control framework from group and local regulatory requirement perspective - Conduct...