
Compliance Officer
6 hours ago
Join to apply for the Compliance Officer role at Schonfeld Join to apply for the Compliance Officer role at Schonfeld The Role We are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the Singapore office, APAC region more broadly, and the Compliance department. The Role We are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the Singapore office, APAC region more broadly, and the Compliance department. This position requires a focus on high levels of service and technical expertise. It requires a blend of regulatory, investment and markets compliance knowledge and expertise, coupled with outstanding collaboration qualities. This role necessitates a flexibility to also support the wider compliance department with activities outside of the listed responsibilities. What You’ll Do Act as the regulatory liaison for the Monetary Authority of Singapore (MAS), managing the local regulatory risk profile and relationship with the MAS. You will be relied upon to be subject matter expert for all things MAS as well as other regional market regulations, feeding those into the Global Compliance Program. Be an integral and collaborative member of the APAC compliance team, Global Markets Compliance team and broader Compliance department Deliver high quality, in region and time zone, first line investment and markets compliance advisory support Manage key relationships with senior investment and non-investment staff in Singapore and the region. Be part of team of similar profiled compliance officers, located in Hong Kong and Japan. What You’ll Bring What you need: Bachelor’s degree 7 years’ relevant experience, Prior MAS registered regulatory roles Highly self-motivated, organized, and attentive to detail. Strong technical knowledge covering market structure and related regulations in region Structured, methodical and consistent in execution. Adaptable and open to change, a natural problem solver and lateral thinker. Comfortable with technology, systems and process orientated Calm and concise communicator, collaborative and able to engage well with staff of varying roles and seniority. Firm and team first in thinking. We’d Love If You Had Succeeded in global matrix organizational structures Demonstrable success in developing and evolving teams Experience of adopting workflow management toolkits and new technologies A strong Compliance network in Singapore Familiarity with the multi-manager hedge fund model Our Culture The firm’s ethos is embedded in our people. ‘Talent is our strategy’ is our mantra and drives how we approach all initiatives at the firm. We believe our success is because of our people, so putting our talent above all else is our top priority. Schonfeld strives to create an environment where our people can thrive. We foster a teamwork-oriented, collaborative environment where ideas at any level are encouraged and shared. The development and advancement of our talent is honed through interactions with each other, learning & educational offerings, and through opportunities to make impactful contributions. At Schonfeld, we strive to cultivate a sense of belonging throughout all of our employees with Diversity, Equity and Inclusion at the forefront of this mission. As a firm we are committed to creating a hiring process which is not only fair, but also welcoming and supportive. On a daily basis, our employees welcome diversity across identity, thought, people and views which serves as the foundation of our culture and success. You can learn more about our DEI initiatives here - Belonging @ Schonfeld. Who We Are Schonfeld Strategic Advisors is a multi-manager platform that invests its capital with Internal and Partner portfolio managers, primarily on an exclusive or semi-exclusive basis, across four trading strategies; quantitative, fundamental equity, tactical trading and discretionary macro & fixed income. We have created a unique structure to provide global portfolio managers with autonomy, flexibility and support to best enable them to maximize the value of their businesses. Over the last 30 years, Schonfeld has successfully capitalized on inefficiencies and opportunities within the markets. We have developed and invested heavily in proprietary technology, infrastructure and risk analytics and continue to capitalize on new opportunities. In 2021 we launched our newest strategy, discretionary macro & fixed income as part of the continual growth of Schonfeld’s investible universe. Our portfolio exposure has expanded across the Americas, Europe and Asia as well as multiple asset classes and products. LI-DC1Seniority level Seniority level Mid-Senior level Employment type Employment type Full-time Job function Job function Legal Referrals increase your chances of interviewing at Schonfeld by 2x Get notified about new Compliance Officer jobs in Singapore, Singapore . Risk & Compliance Manager, Mandai Nature Assistant Vice President, Regulatory & Compliance (Licensing)IKEA Tampines - Risk, Control & Compliance Manager Regulatory Compliance Manager (Wealth & Trading)Business Compliance Manager (AVP), Corporate Banking Compliance Associate/AVP, Business Compliance Control Office SENIOR MANAGER, INTEGRITY, GOVERNANCE & COMPLIANCE FS Consulting, RRA, Regulatory Compliance Senior Associate to Assistant Manager Senior Compliance Manager - Fund Management Cybersecurity Governance, Risk and Compliance (GRC) Officer P-3 - Rome, Italy Internal Audit (Governance, Risk & Compliance) Senior Associate to Assistant Manager Senior Manager, Global Compliance & Ethics (Bangkok Based, Relocation Provided)Head of Legal and Compliance, Dir (Fintech) PART-TIME IT Compliance Manager (health-tech startup)Compliance and Data Protection Manager, Health Manager/Senior Manager (Stamp Duty & Compliance)Head of Legal and Compliance, Director (Fintech)Financial Services Risk Management Manager (Financial Crime Compliance), Risk Consulting Assistant Manager, IT Compliance and Assurance We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr
-
Compliance Manager
1 week ago
Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...
-
Compliance Officer
1 week ago
Singapore LSG INSURANCE PTE. LTD. Full time**Job Description The Compliance Officer is responsible for ensuring that the company complies with all applicable regulations, laws, and industry best practices related to life insurance sector. This role involves implementing, monitoring, and enforcing the company’s compliance policies and procedures, and ensuring that all employees understand and adhere...
-
Compliance Officer, Compliance
1 week ago
Singapore CITIC CLSA Full time $60,000 - $120,000 per yearPosition DescriptionThis is a 6-month contractual (potentially extendable) position for a period of maternity leave coverage. As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to support multiple business lines across a...
-
Compliance Officer
1 week ago
Singapore WOORI BANK Full time**Requirements**: - A relevant degree in Finance, Business or Accountancy - Minimum 2 years of Compliance/AML/CFT/SANCTION experience in a bank or financial institution - Knowledge in MAS rules and regulations - Keen interest in compliance with long term plans to remain in this field - Self-motivated and committed - Resourceful, motivated and willingness to...
-
Compliance Officer
2 days ago
Singapore SANTA LUCIA ASSET MANAGEMENT PTE. LTD. Full timeOverview PROFILE OF SANTA LUCIA ASSET MANAGEMENT (SLAM)We are a c. $1.3bn AUM pan-Asian boutique investment firm headquartered in Singapore (CMS License) with affiliate offices in Jakarta, Taipei and London. We serve institutions, family offices, and high net worths. SLAM follows a philosophy of constructive engagement and deep management contact,...
-
Compliance Officer
5 days ago
Singapore Bright Data Full time $60,000 - $120,000 per yearComplianceCompliance Officer - SingaporeSG, Singapore (Hybrid)DescriptionWe're looking for a proactive Compliance Officer to join our Global Compliance Department. This key role focuses on product compliance, through the enforcement of our internal standards, prevention of misuse, and the promotion of ethical practices across the organization. You'll...
-
Compliance Officer
4 weeks ago
Singapore Non-disclosed Full timeCompliance Officer - Associate / Assistant Manager Non-disclosed Singapore Apply now Posted 1 day ago In-Office Job Permanent $4k - $5k Compliance Officer - Associate / Assistant Manager Non-disclosed Singapore Apply now Dedicated investment management platform for providing global investors with a gateway to invest through differentiated alternative...
-
Senior Compliance Officer, Compliance
6 hours ago
Singapore CLSA Full timeOverview Join to apply for the Senior Compliance Officer, Compliance role at CLSA . The Senior Compliance Officer will report to the Head of Compliance Singapore and is a generalist role with a broad Compliance mandate spanning multiple licensed entities in Singapore and multiple business lines, including institutional cash equities sales and trading,...
-
Compliance Officer
1 week ago
Singapore TANGSPAC CONSULTING PTE LTD Full timeRegulatory Management Timely manage regulatory changes, updates and obligations such as gap analysis, update policies and procedures to ensure timely implementation and compliance, and perform an annual review of relevant policies & procedures. AML/CFT Fulfil AML/CFT Enterprise Wide Risk Assessment Support relevant offices with the annual review of ML/TF...
-
Senior Compliance Officer, Compliance
2 days ago
Singapore CLSA Global Markets Pte Ltd Full timeSenior Compliance Officer, Compliance Apply locations: Singapore Time type: Full time Posted on: Posted 4 Days Ago Job requisition id: JR Position Description The Senior Compliance Officer will report to the Head of Compliance Singapore and is a generalist role with the exciting opportunity to be given broad Compliance mandate which extends to a number of...