Assistant Vice-president, Risk and Compliance
1 week ago
**Your Next Company**
My client is a global Financial Services company specializing in securities services. With operations across more than 55 markets globally, they are looking for an Assistant Vice-President, Risk and Compliance.
**What You Will Be Doing**
- Set up and conduct mointoring and testing activities driven by compliance risk assessment.
- Perform risk assessment and compliance reports.
- Support license review and assist with licensing related documentations.
- Implement and monitor financial crime prevention program, covering AML/CFT, Anti-Fraud, Anti-Bribery & Corruption etc.
**What You Should Have**
- A Bachelor’s Degree or equivalent.
- At least 6-8 years of experience in a similar role.
- Extensive experience in regulatory compliance and frameworks in Banks / Financial Institutions is a must.
- Strong understanding of Singapore MAS and Hong Kong SFC.
- Prior experience in licensing is a must.
Raymond Ler: Registration No.: R1876114 | EA License No.: 21S0433 | Company Registration No.: 201314085N
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