Senior Compliance Officer

7 days ago

Singapore STAR CAREER CONSULTING PTE. LTD. Full time

**Senior Compliance Officer (Vice President)**

**(Private Bank)**

**Perform account opening, KYC, periodic review and Enhanced CDD for on-boarding of PEP clients**

Duties & Responsibilities:

- Performing enhanced due diligence and reviews of PEP clients including Periodic Review
- Advising on compliance and regulatory issues relating to KYC.
- Liaise with internal clients like AML Front Control/Front office/ operations/external auditors and internal auditors in relation to KYC matters.
- Prepare of periodic management reports
- Ability to identify KYC issues and ensure client meets regulatory and internal requirements before account opening
- Ability to perform KYC reviews and name hits review promptly
- Assessment of risk and daily BAU KYC related matters (i.e. unblocking of transactions)

**Requirement**:

- **Solid experience in Compliance, KYC and handling of PEP Clients.**:

- **Strong experience in handling CDD for on-boarding of PEP clients**:

- **Minimum 12 years of Compliance experience in a Private Bank**:

- Handles queries from the internal clients (AML Front Control/Front office/ operations)/external auditors and internal auditors in relation to KYC matters.
- **Experience in the onboarding and account opening of PEP clients.**:

- **Knowledge of the Singapore regulations, i.e. Banking Act, SFA, FAA.**:

- **Strong domain in a Private Bank.**:

- Initiative and able to work independently.
- Strong interpersonal skills and a good team player.Strong analytical and evaluative skills and attention to details.

We respect your privacy and all communication will be treated with confidentiality.

**Kelvin Lee (Reg. No. R1872625)**

**STAR CAREER CONSULTING PTE LTD (EA License: 20C0353)

  • Senior Compliance Officer

    2 weeks ago

    Singapore beBeeCompliance Full time $4,000

    Job TitleA Senior Compliance Officer is required to manage and monitor the screening of customers, counterparties, and related parties against internal and external watchlists.The ideal candidate will possess strong analytical and problem-solving skills to review name screening alerts and make informed decisions.He or she will also be responsible for...

  • Senior Compliance Officer

    7 days ago

    Singapore XTX Markets Full time

    Get AI-powered advice on this job and more exclusive features. Overview The Firm XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade...

  • Senior Compliance Officer

    2 weeks ago

    Singapore XTX Markets Full time

    Get AI-powered advice on this job and more exclusive features. Overview The Firm XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade...

  • Senior Compliance Officer

    1 week ago

    Singapore XTX Markets Full time

    Get AI-powered advice on this job and more exclusive features. Overview The Firm XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to...

  • Senior Compliance Officer

    5 days ago

    Singapore Xtx Markets Pte. Ltd. Full time

    The Firm XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer...

  • Senior Compliance Officer

    2 weeks ago

    Singapore Xtx Markets Pte. Ltd. Full time $70,000 - $120,000 per year

    The FirmXTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...

  • Senior Compliance Officer, Compliance

    1 week ago

    Singapore CLSA Global Markets Pte Ltd Full time

    Senior Compliance Officer, Compliance Apply locations: Singapore Time type: Full time Posted on: Posted 4 Days Ago Job requisition id: JR Position Description The Senior Compliance Officer will report to the Head of Compliance Singapore and is a generalist role with the exciting opportunity to be given broad Compliance mandate which extends to a number of...

  • Compliance Officer

    1 week ago

    Singapore Schonfeld Full time

    Join to apply for the Compliance Officer role at Schonfeld Join to apply for the Compliance Officer role at Schonfeld The Role We are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the...

  • Senior Compliance Officer

    3 weeks ago

    Singapore XTX Markets Full time

    Overview XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...

  • Senior Compliance Officer

    1 day ago

    Singapore XTX Markets Full time $120,000 - $200,000 per year

    The FirmXTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...