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Senior Compliance Officer

2 weeks ago

Singapore STAR CAREER CONSULTING PTE. LTD. Full time

**Senior Compliance Officer (Vice President)**

**(Private Bank)**

**Perform account opening, KYC, periodic review and Enhanced CDD for on-boarding of PEP clients**

Duties & Responsibilities:

- Performing enhanced due diligence and reviews of PEP clients including Periodic Review
- Advising on compliance and regulatory issues relating to KYC.
- Liaise with internal clients like AML Front Control/Front office/ operations/external auditors and internal auditors in relation to KYC matters.
- Prepare of periodic management reports
- Ability to identify KYC issues and ensure client meets regulatory and internal requirements before account opening
- Ability to perform KYC reviews and name hits review promptly
- Assessment of risk and daily BAU KYC related matters (i.e. unblocking of transactions)

**Requirement**:

- **Solid experience in Compliance, KYC and handling of PEP Clients.**:

- **Strong experience in handling CDD for on-boarding of PEP clients**:

- **Minimum 12 years of Compliance experience in a Private Bank**:

- Handles queries from the internal clients (AML Front Control/Front office/ operations)/external auditors and internal auditors in relation to KYC matters.
- **Experience in the onboarding and account opening of PEP clients.**:

- **Knowledge of the Singapore regulations, i.e. Banking Act, SFA, FAA.**:

- **Strong domain in a Private Bank.**:

- Initiative and able to work independently.
- Strong interpersonal skills and a good team player.Strong analytical and evaluative skills and attention to details.

We respect your privacy and all communication will be treated with confidentiality.

**Kelvin Lee (Reg. No. R1872625)**

**STAR CAREER CONSULTING PTE LTD (EA License: 20C0353)