Independent Compliance Risk Management

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You’ll also have the chance to give back and make a positive impact where we live and work through volunteerism.

**Shape your Career with Citi**

Citi’s **Global Legal Affairs and Compliance** **(GLAC)** empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice, protect Citi’s people and businesses, advocate for legal and regulatory outcomes that benefit our firm and our clients, and ultimately promote behavior that is consistent with Citi’s mission and culture.

We’re currently looking for a high caliber professional to join our team as **Assistant Vice President**,** Independent Compliance Risk Management - Compliance Testing - Citi Global Wealth APAC - Assistant Vice President **Hybrid** (Internal Job Title: Compl Testing Sr Analyst - C12) based in, Singapore. Being part of our team means that we’ll provide you with the resources to meet your unique needs, empower you to make healthy decision and manage your financial well-being to help plan for your future. For instance:

- Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more. Coverage varies by country.
- We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families. That’s why in early 2020 we began rolling out our expanded Paid Parental Leave Policy to include Citi employees around the world.
- We empower our employees to manage their financial well-being and help them plan for the future.
- Citi provides access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses.

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Assurance team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing independent assurance activities (testing and on-going monitoring) to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating adequacy of remediation taken to address reported issues.

**In this role, you’re expected to**:

- Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Testing (CT) Plan.
- Participating in the planning, executing, and reporting of compliance assurance reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CT Plan.
- Executing compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan.
- Documenting findings and report to the Compliance Testing management team.
- Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities.
- Developing effective relationships within CT function and with other stakeholders including business and technology process owners, and Internal Audit function.
- Promoting knowledge sharing and promulgation of best practices across ICRM and the business.
- Monitoring the risk environment and assesses the emerging risks through the Business Monitoring process.
- Informing CT management of significant compliance matters that require their attention or action.
- Additional duties as assigned.
- This Role is a "Controlled Function" Role as defined by the Central Bank of Ireland Reform Act 2020 and Principal Regulations 2011, and amending Regulations 2014, 2015.

**Qualifications**:

- Minimum with 6 to 7 years of relevant exper
- Knowledge of Compliance laws, rules, regulations, risks and typologies
- Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.
- Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
- Extensive global compliance and audit related experience, and strong knowledge of business processes.
- Exhibit project management, interpersonal, soun