Senior Risk and Compliance Manager

1 week ago

Singapore The Edge Partnership Full time

Key responsibilities:

- Works closely with the Chief Risk Officer (CRO) in the maintenance and implementation of the enterprise risk framework
- Monitor and escalate risk exposures to senior management, and provide regular updates to the Board risk committee for appropriate oversight
- Make sure compliance of the firm, including the subsidiary fund management company ("FMC") with MAS SFA and SGX listing rules
- Keep up and implement internal compliance and risk policies and procedures of the firm
- Responsible for listco matters relating to listing requirements and compliance
- Involve in statutory filings with MAS/ACRA, including returns (quarterly and annual financials) and surveys with MAS for the FMC and the underlying funds
- Monitor and involve in outsourcing due diligence and maintaining outsourcing records
- Conduct client onboarding (AML/KYC checks) / ongoing AML/KYC monitoring
- Involves in handling subscription and redemption process (liaising with fund administrator)
- Helps to set up of funds (VCC / Pte Ltd / limited partnerships)
- Works closely with fund service providers (auditors / fund administrator / corporate secretary), tax agents and regulatory bodies
- Manage internal audit process
- Oversee management reporting, budgeting, statutory filings, and advisory in updating changes for local accounting, tax and regulations
- Responsible for corporate tax and GST filings and ensure compliance with statutory and tax requirements
- Checking fund valuation prepared by fund administrator and reviewing financial and capital numbers for investor reports

Key requirements:

- Bachelor degree in Finance, Business, Economics
- At least 10 -15 years of relevant experience in buy-side asset management and/or wealth management in supervisory compliance, audit, risk or other control function role
- Experience or knowledge in investment and risk preferred, with good private markets and cash product knowledge
- Strong interpersonal and communication skills, self-driven, adaptable, flexible, team player and also able to work independently, resilient, keen and fast learner
- Matured/independent individual with good problem-solving skills and ability to think critically; results-oriented to ensure sound implementation of internal controls and compliance processes/procedures

Recruiter Licence: R1106582

EA Licence: 16S8131

  • Senior Manager

    2 weeks ago

    Singapore Office of Risk Management and Compliance Full time

    **Posting Start Date**:03/04/2025 About ORMCAt Office of Risk Management and Compliance, we aim to establish a trusted partnership with our stakeholders and the community to manage risks effectively, transform them into opportunities and build a risk-resilient University. The Senior Manager, reporting to the Chief Risk Officer (CRO), will lead and...

  • Senior Compliance Risk Manager

    1 week ago

    Singapore beBeeRiskManager Full time $90,000 - $120,000

    Job Title: Senior Compliance Risk ManagerAbout the Role:The ideal candidate will be a seasoned professional with expertise in risk management and compliance. He/she will be responsible for identifying, assessing, and mitigating risks across various business functions.Responsibilities:Risk Management: Participate in cross-functional teams to identify and...

  • Senior Compliance Risk Manager

    1 week ago

    Singapore beBeeCompliance Full time $1,500,000 - $2,000,000

    Compliance Risk OfficerThe Compliance Risk Officer role serves as a senior function/business/product compliance risk expert for independent risk management. The individual in this position is responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.In this role, you will...

  • Senior Manager, Risk and Compliance

    14 hours ago

    Singapore PayPal Full time

    Overview Join to apply for the Senior Manager, Risk and Compliance role at PayPal . Job Description Summary PayPal is seeking a seasoned professional to join its Risk & Compliance Advisory team, providing oversight and strategic guidance for global initiatives and fintech partnerships. The role involves leading complex compliance and risk management...

  • Senior Compliance and Risk Manager

    1 week ago

    Singapore beBeeCompliance Full time $75,000 - $110,000

    Job Title: Senior Compliance and Risk ManagerWe are seeking a seasoned professional to lead our compliance and risk management efforts. As a key member of our team, you will be responsible for ensuring our organization's adherence to relevant regulations and standards.Audit Management:Critical evaluation of financial reports and identification of areas for...

  • Senior Specialist, Governance, Risk

    1 week ago

    Singapore EMPLOYMENT AND EMPLOYABILITY INSTITUTE PTE. LTD. Full time

    The e2i Senior Specialist, Governance, Risk & Compliance (GRC) is a seasoned individual contributor responsible for executing key GRC activities, with a particular focus on recommending follow up actions on Statement of Grant Claim (SOGC) audits, investigations into whistleblowing cases, and providing secretariat support to the Audit & Risk Committee (ARC)...

  • Senior Risk and Compliance Manager

    1 week ago

    Singapore The Edge Asia Full time

    Recruiter Licence: R1106582 EA Licence: 16S8131 **Key responsibilities**: - Works closely with the Chief Risk Officer (CRO) in the maintenance and implementation of the enterprise risk framework - Monitor and escalate risk exposures to senior management, and provide regular updates to the Board risk committee for appropriate oversight - Make sure...

  • Senior Compliance Officer

    2 weeks ago

    Singapore beBeeCompliance Full time $1,500,000 - $2,000,000

    Senior Compliance Officer - Risk ManagementThe primary role of this position is to provide strategic leadership and guidance in the area of compliance risk management. This involves developing and implementing policies, procedures, and processes to prevent violations of laws, rules, and regulations.This includes:Designing and delivering compliance programs...

  • Senior Risk

    1 week ago

    Singapore Norton Rose Fulbright Full time

    **The Role** The role will be based in Singapore and report to the Head of Risk & Compliance, Asia & Middle East (based in Singapore). The Firm's business acceptance work covers two primary areas: client due diligence and conflicts management. The role will involve work across both of these areas as well as dealing with other ad hoc compliance queries and...

  • Senior Manager, Risk and Compliance

    1 week ago

    Singapore beBeeRisk Full time $90,000 - $120,000

    Senior Manager, Risk and ComplianceWe are seeking a highly skilled and experienced Senior Manager to join our team in Technology Risk Management. This is an exceptional opportunity to contribute to the global financial services industry and make a meaningful impact.This role involves evaluating and representing the technology risk posture through various...