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Conduct Risk Specialist
2 weeks ago
Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career ambitions. We pledge to make Prudential a place where you can Connect, Grow and Succeed.
Job Profile Summary:
In this highly competitive business environment, we strive to develop successful, productive, competent and professional sales force. This role is to support fit and proper process to ensure that Distribution is compliance to regulatory requirement and PACS internal framework.
**Job Description**:
A) Assessment on Declarations
- Conduct assessment/investigation for 1) annual declaration &/or 2) probity check and put out recommendation for findings
- Conduct assessment/investigation for ad-hoc declaration before putting up for approval
- Prepare reports for approval by senior leadership team when required
B) Others
- Quality assurance check on late submission of annual / ad-hoc declarations by Representatives and outstanding Medisave liabilities prior to the recommendation on the issuance of sanction letters
- Handle appeal against the issued sanction letters
- Triggering of business restriction process on identified Representatives when required
- Timely completion of the assessments / assigned tasks as per timeline
- Ensure monitoring comply with the regulatory requirement and internal framework
- Support the team on any other assigned tasks
Who we are looking for:
Competencies & Personal Traits
- Meticulous with a keen eye for detail
- Analytical with strong problem solving skills
- Should possess the desire to produce high quality work
- Team player and able to work independently
- Risk awareness mindsets
- Data and process driven
- Understanding of MAS regulations, guidelines and practices
- Understanding of agency activities
- Proficient in Microsoft Office
- Basic risk awareness mindset
Working Experience:
- At least 1-2 years of relevant experience in Compliance or Risk Management within banking or insurance section is preferred
**Education**:
- Degree / Diploma holder
