Trade Surveillance Officer

2 weeks ago

Raffles, Singapore Philip Securities Pte Ltd. Full time

**Job Description**:
**Responsibilities**:
As part of the Credit Risk Management (CRMD) team, you will be establishing a Trade Surveillance Framework and take charge of any investigations relating to irregular trading or operational related activities. You will ensure compliance of the Company’s policies, SGX Regulations and SFA Requirements.

The daily duties include reviewing various forms of reports, analyzing clients’ profile and trading activities for various groups of clients to detect behaviours that may violate Regulatory Rules or Company policies.

Job Scope:

- Daily review and analysis of trade surveillance exception reports, and recommendation of remedial and corrective actions
- Escalation of any breaches of Regulatory Requirements
- Periodic review of Company trade surveillance policies and procedures, and implement enhancements to existing practices
- Liaise with Internal stakeholders and external Regulators on major findings and reporting
- Ad-hoc functions / duties and development projects assigned by Management

**Requirements**:

- Degree in any discipline
- Familiarity with stock market trading or Trade Surveillance preferred
- Possess strong analytical mind
- Possess strong integrity and work ethics
- Excellent interpersonal and communication and written skills
- Good command of English

If you are looking for an environment of growth and opportunities, please direct a full resume, stating present and expected salary to the HR department.

Brought to you by Phillip Securities Pte Ltd (A member of PhillipCapital)

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