Compliance Officer, Banking

**Responsibilities**: Support the Senior Management in ensuring compliance with external and internal Regulations and manage operational, regulatory and reputational risks. Work closely with Head Office and overseas offices (particularly, Hong Kong, Dubai and Thailand) to provide input on account opening Maintain strong relationships with key stakeholders...

**Location** Singapore, Central Singapore **Job Type** Full Time **Salary** $3,000 - $4,000 Per Month **Date Posted** 8 hours ago Additional Details **Job ID** 95572 **Job Views** 19 **Job Description**: Roles & Responsibilities **Responsibilities**: - Assist in the drafting, managing, and executing of compliance policies and procedures in...

Job Summary:This is a unique opportunity to join the Risk and Compliance team at Sumitomo Mitsui Banking Corporation as a Risk and Compliance Officer. As a Risk and Compliance Officer, you will be responsible for overseeing the implementation of risk management policies and procedures to ensure compliance with industry standards and regulations.Your key...

**Private bank located in CentralResponsibilities**: - Perform AML/CFT review and risk monitoring on clients account and transaction flows. - Follow-up with account and transaction analysis and clarification with front office - Accurate and timely review, analyse and dispose transaction alerts - Obtain and upload results of the transaction alert analysis...

Act as a backup for the Head of Compliance during their absence, based on experience and capability. - Serve as the Deputy Anti-Money Laundering (AML) Compliance Officer in the absence of the primary officer, depending on experience. - Review and verify customer due diligence (CDD) processes performed by business units for onboarding and periodic reviews....

About the JobThe Compliance Head will be responsible for ensuring that the bank operates in accordance with all relevant laws and regulations.This includes managing Anti-Money Laundering (AML) and Terrorist Financing (TF) risks, and providing strategic guidance to senior management.Key Responsibilities:Develop and implement effective AML/TF strategies.Manage...

**Main Responsibilities** - To develop and manage a robust Compliance function in line with the Group Compliance Policy which provides assurance to the Board and senior management. - To develop in co-ordination with other members of senior management an appropriate and integrated framework of Compliance policies, procedures, and standards, to assist with the...

Roles & ResponsibilitiesThis role will assist in the following :Enhancement of robust governance framework for group companies in APAC region from compliance viewpoint. Support group companies to implement Head Office compliance policies and rules. Implement measures to oversee and supervise group companies to obtain assurance that sound compliance and AML...

Roles & ResponsibilitiesThis role will assist in the following :Enhancement of robust governance framework for group companies in APAC region from compliance viewpoint. Support group companies to implement Head Office compliance policies and rules. Implement measures to oversee and supervise group companies to obtain assurance that sound compliance and AML...

**Responsibilities**: - Co-ordinate with Head Office and APAC offices on AML and compliance matters and policies, including compliance with Japanese laws and regulations - Providing advice on and considering implementation issues for regional offices relating to changes to Head Office policies especially in AML; co-ordinating with head office on the changes...

Salary: $5K - $7K - Industry: Banking **RESPONSIBILITIES**: - To provide advisory support in compliance matters, Banking Act, Foreign Account Tax Compliance Act, Common Reporting Standards, Personal Data Protection Act, including new or revised requirements and dissemination of information - To revise and update Compliance related policies and procedures...

**1. Job Purpose**: The Senior Relationship Manager is responsible to originate corporate relationship (in-bound and out-bound), structure and execute transactions in coordination with product groups, network and support functions (compliance, legal, middle and back offices). In line with the bank’s corporate network model, the SRM’s main thrust is to...

**Responsibilities**: - Monitor the bank’s compliance with the regulatory requirements (including AML/CFT) and perform gap assessment where necessary - Convey relevant regulatory changes to management and departments and maintain regulatory obligation register - Assist in reviewing, formulating, and implementing policies, procedures and methods relating...

To assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices, with experience in management of conflicts of interest, handling of material non-public price sensitive information and control room - Assist in overseeing the monitoring of compliance matters of APD offices as set out...

**Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-176195 **Contact** Khai Anwar- **Contact phone** - 6692 9359 - **Posted** about 2 hours ago - Excellent opportunity in a large wholesale bank - New Compliance opening - Familiarity with Banking Act, SFA and FAA crucial Our Client is a...

**_*Seeking for a talent with minimum 4 years of Compliance experience (AML/CDD) in a Corporate Bank/Financial Institutions including MAS 626* - ** **THE COMPANY** This bank has a solid base. With their unwavering, reliable and consistent service standards, they are looking to expand their reach to their clientele. Currently, they seek for a talent, AML...

Seeking for a talent with minimum 4 years of Compliance experience (AML/CDD) in a Corporate Bank/Financial Institutions including MAS 626* THE COMPANY This bank has a solid base. With their unwavering, reliable and consistent service standards, they are looking to expand their reach to their clientele. Currently, they seek for a talent, AML Compliance -...

**Responsibilities: -** - Providing guidance and effective & timely advice on Banking Act, SFA and FAA including AML/KYC and manage the handling of Transaction Monitoring alerts, review/investigate potential suspicious activities reported by business stakeholders and where required, prepare Suspicious Transaction Reports (STRs) for submission to the STRO. -...

Key Responsibilities: - Assisting the CEO and management in taking measures to promote best practices and awareness across the bank with respect to MAS laws and regulations (both AML and non-AML related) that the Bank need to comply with - Act as liaison officer between the Bank and MAS and ABS for clarification on matters/issues pertaining compliance to...

Our Client is a Japanese bank that is expanding its business in Singapore and they are looking for a Compliance Officer who is well versed in AML in the banking industry to establish a Singapore branch at the beginning of next year (Currently registered as a Representative Office). 【 What you will be doing 】 - Checking and approving each operation...