Bank Compliance Associate

4 days ago

Singapore GMP BANKING Full time

**Responsibilities**:
Support the Senior Management in ensuring compliance with external and internal Regulations and manage operational, regulatory and reputational risks.
Work closely with Head Office and overseas offices (particularly, Hong Kong, Dubai and Thailand) to provide input on account opening
Maintain strong relationships with key stakeholders with Front Office, Legal, Compliance and Risk Management teams.
Ensure timely and accurate review account opening documents submitted by Relationship Managers
Assess AML/KYC risk and approval for new Standard and Medium Risk (Risk Countries) client
Review and approve the on-boarding of new client relationships and accounts for Individuals, Domiciliary Companies, Legal Entities, Financial Institutions, Trusts, Fund, External Asset Managers, and ensure compliance with the Bank’s policies and procedures, and with MAS 626 Notices and Guidelines, and to mitigate risks (legal, regulatory and/or reputational) for the Bank
Review and assess the adequacy of the Source of Wealth narrative and corroboration for new/existing clients
Review and assess the risk of opaque legal structures
Address Sanction true matches, as well as true matches for other AML/CFT risks identified during the Bank’s Name Screening processes.
Provide advice to the management and local risk committees on the AML/CFT risk of a client relationship.

**Requirements**:
At least 7 years’ experience in either KYC On-Boarding and AML role, preferably in Private Banking or Wealth Management
Able to assist department head in internal, external audit and quality assurance review
Strong knowledge of the MAS 626 Notice & Guidelines
Proficient in Microsoft Excel skills

Please state your availability, current and expected salary in the resume.
Nurul Amirah (R22108940)

**GMP Technologies (S) Pte Ltd | EA Licence**: 11C3793 | Nurul Amirah | Registration No: R22108940

Not Specified

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