Regulatory Compliance Associate

Associate/ Senior Associate, Regulatory Compliance – Global Consulting Firm | Singapore Associate/ Senior Associate, Regulatory Compliance – Global Consulting Firm | Singapore Direct message the job poster from Polymath Search Associate/ Senior Associate, Regulatory Compliance – Global Consulting Firm | Singapore Polymath Search is partnering with a...

Identify and respond to local regulatory developments, engagement and policy Monitor local regulatory developments/updates issued by regulators Provide compliance advice and guidance to internal stakeholders Assess the risks associated with new or revised strategies and make recommendations to reduce risk exposure. Be the first point of contact to the...

**Company overview** **Function Overview** **Responsibilities**: - Provide daily compliance support in the advice and review of local legislative and financial regulatory requirements (example - MAS IAC regime, MAS FRC framework), as well as local and regional compliance policies including those relating to, among others, cross border business activities,...

Regulatory Compliance & Risk Culture, Principal / Consultant Regulatory Compliance & Risk Culture, Principal / Consultant AIA Singapore Private Limited Singapore Apply now Posted 2 hours ago Permanent Competitive Regulatory Compliance & Risk Culture, Principal / Consultant AIA Singapore Private Limited Singapore Apply now FIND YOUR 'BETTER' AT AIA We don't...

FIND YOUR 'BETTER' AT AIAWe don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us.We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even more...

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

**Regulatory Compliance Officer (Associate)** **Roles and Responsibility** - Produce reports for governmental and regulatory requirements. - Conduct gap assessment in relation to regulatory obligations. - Identify and assess compliance-related risks within the organization. - Develop and implement policies and procedures to ensure compliance. - Monitor...

Roles & ResponsibilitiesJob purpose:The successful incumbent will support the Head of Compliance on regulatory projects and the project management, oversight and implementation of compliance programs.Key activities:Assist in managing regulatory projects and drive through regulatory and compliance-related risk initiatives Supporting the management of...

QCP is Asia's leading digital asset partner, empowering clients to seamlessly integrate digital assets into their portfolios. We offer a comprehensive range of solutions - from spot on/off ramping and fixed income strategies to vanilla options and bespoke exotics. Driven by the vision to be the most trusted partner in digital asset markets, we provide...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job DescriptionManage a portfolio of clientsProvide advisory and consultancy services to clientsSubmit and/or...