Current jobs related to Banking Compliance Officer - Singapore - CAREER STORY PTE. LTD.

  • Bank Compliance Associate

    1 week ago

    Singapore GMP BANKING Full time

    **Responsibilities**: Support the Senior Management in ensuring compliance with external and internal Regulations and manage operational, regulatory and reputational risks. Work closely with Head Office and overseas offices (particularly, Hong Kong, Dubai and Thailand) to provide input on account opening Maintain strong relationships with key stakeholders...

  • Bank Compliance Officer

    2 weeks ago

    Central Singapore Emprego SG Full time

    **Location** Singapore, Central Singapore **Job Type** Full Time **Salary** $3,000 - $4,000 Per Month **Date Posted** 8 hours ago Additional Details **Job ID** 95572 **Job Views** 19 **Job Description**: Roles & Responsibilities **Responsibilities**: - Assist in the drafting, managing, and executing of compliance policies and procedures in...

  • Risk and Compliance Officer

    2 weeks ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    Job Summary:This is a unique opportunity to join the Risk and Compliance team at Sumitomo Mitsui Banking Corporation as a Risk and Compliance Officer. As a Risk and Compliance Officer, you will be responsible for overseeing the implementation of risk management policies and procedures to ensure compliance with industry standards and regulations.Your key...

  • Compliance Officer

    2 weeks ago

    Singapore GMP BANKING Full time

    **Private bank located in CentralResponsibilities**: - Perform AML/CFT review and risk monitoring on clients account and transaction flows. - Follow-up with account and transaction analysis and clarification with front office - Accurate and timely review, analyse and dispose transaction alerts - Obtain and upload results of the transaction alert analysis...

  • Bank Kyc Compliance Officer

    2 hours ago

    Singapore GMP Group Full time

    **Foreign Bank - KYC Compliance Officer** **Permanent - Tanjong Pagar** **Up to $6000** **Responsibilities**: - Reviewing documentations and information received from front office for new clients and periodic and triggering review of existing client - Provide KYC/CDD, FATCA and CRS matters to front office colleagues - Ensure efficient monitoring of...

  • Compliance Officer

    7 days ago

    Singapore RRECRUITER INT PTE. LTD. Full time

    Act as a backup for the Head of Compliance during their absence, based on experience and capability. - Serve as the Deputy Anti-Money Laundering (AML) Compliance Officer in the absence of the primary officer, depending on experience. - Review and verify customer due diligence (CDD) processes performed by business units for onboarding and periodic reviews....

  • Head of Compliance

    2 weeks ago

    Singapore Arab Banking Corporation Full time

    **Main Responsibilities** - To develop and manage a robust Compliance function in line with the Group Compliance Policy which provides assurance to the Board and senior management. - To develop in co-ordination with other members of senior management an appropriate and integrated framework of Compliance policies, procedures, and standards, to assist with the...

  • AVP, Compliance

    2 weeks ago

    Singapore SUMITOMO MITSUI BANKING CORPORATION Singapore Branch Full time

    Roles & ResponsibilitiesThis role will assist in the following :Enhancement of robust governance framework for group companies in APAC region from compliance viewpoint. Support group companies to implement Head Office compliance policies and rules. Implement measures to oversee and supervise group companies to obtain assurance that sound compliance and AML...

  • AVP, Compliance

    7 days ago

    Singapore SUMITOMO MITSUI BANKING CORPORATION Singapore Branch Full time

    Roles & ResponsibilitiesThis role will assist in the following :Enhancement of robust governance framework for group companies in APAC region from compliance viewpoint. Support group companies to implement Head Office compliance policies and rules. Implement measures to oversee and supervise group companies to obtain assurance that sound compliance and AML...

  • Avp/vp, Business Legal

    2 days ago

    Singapore Sumitomo Mitsui Banking Corporation (SMBC) Full time

    **Responsibilities**: Legal Review - Review credit Facility Agreements, NDAs and other legal agreements against the bank’s internal framework/requirements - Escalate to/consult with management on deviations from the framework/requirements - Put in place safeguards and deviations handling process to ensure the bank only agrees to obligations that it can...

  • Regulatory Compliance

    2 weeks ago

    Singapore SEARCH ALLY PTE. LTD. Full time

    Salary: $5K - $7K - Industry: Banking **RESPONSIBILITIES**: - To provide advisory support in compliance matters, Banking Act, Foreign Account Tax Compliance Act, Common Reporting Standards, Personal Data Protection Act, including new or revised requirements and dissemination of information - To revise and update Compliance related policies and procedures...

  • Compliance Officer

    3 days ago

    Singapore ACEXCELLENT CONSULTING PTE. LTD. Full time

    European Bank - Permanent role - Centralised Raffles Place office location - Attractive employee benefits **RESPONSIBILITIES** - Ensure completeness of KYC information during onboarding, periodic review and trigger events. - Conduct name screening using various search engines and data - Follow up with RM on client onboarding/client review related matters. -...

  • Compliance Officer

    3 days ago

    Singapore SHINHAN BANK Full time

    **Responsibilities**: - Ensure compliance with Banks Policy and Standards, relevant laws, regulations, controls and procedures of the Bank - Perform CDD/KYC/Compliance checks by conducting various Bank's internal searches - Liaising with the front office, back-office and clients on AML/KYC documentary requirements - Provide advice and support on Compliance...

  • Analyst/avp, Corporate Compliance

    5 days ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    To assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices. - Assist in overseeing the monitoring of compliance matters of APAC offices as set out in the head office policies and local laws from time to time including covering the following areas: - reviewing existing policies...

  • Vp, Compliance

    5 days ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    **Responsibilities**: - Co-ordinate with Head Office and APAC offices on AML and compliance matters and policies, including compliance with Japanese laws and regulations - Providing advice on and considering implementation issues for regional offices relating to changes to Head Office policies especially in AML; co-ordinating with head office on the changes...

  • Compliance Officer Perm, Foreign Bank

    2 weeks ago

    Singapore GMP Group Full time

    **Responsibilities**: - Monitor the bank’s compliance with the regulatory requirements (including AML/CFT) and perform gap assessment where necessary - Convey relevant regulatory changes to management and departments and maintain regulatory obligation register - Assist in reviewing, formulating, and implementing policies, procedures and methods relating...

  • Avp, Corporate Compliance

    5 days ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    To assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices, with experience in treasury and markets regulations, monitoring and surveillance and handling market misconduct matters 1. Assist in overseeing the monitoring of compliance matters of APD offices as set out in the head...

  • Avp, Corporate Compliance

    3 days ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    To assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices, with experience in treasury and markets regulations, monitoring and surveillance and handling market misconduct matters - Assist in overseeing the monitoring of compliance matters of APD offices as set out in the head...

  • Avp, Corporate Compliance

    1 day ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    To assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices, with experience in treasury and markets regulations, monitoring and surveillance and handling market misconduct matters - Assist in overseeing the monitoring of compliance matters of APD offices as set out in the head...

  • Avp, Corporate Compliance

    4 days ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    To assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices, with experience in management of conflicts of interest, handling of material non-public price sensitive information and control room - Assist in overseeing the monitoring of compliance matters of APD offices as set out...

Banking Compliance Officer

2 weeks ago

Singapore CAREER STORY PTE. LTD. Full time
About the Job

The Compliance Head will be responsible for ensuring that the bank operates in accordance with all relevant laws and regulations.

This includes managing Anti-Money Laundering (AML) and Terrorist Financing (TF) risks, and providing strategic guidance to senior management.

Key Responsibilities:
  • Develop and implement effective AML/TF strategies.
  • Manage relationships with regulatory bodies and stakeholders.
  • Provide training and support to staff on compliance matters.
  • Conduct regular reviews to ensure compliance with regulatory requirements.
Requirements:
  • Proven experience in a similar role within the banking industry.
  • Strong knowledge of regulatory requirements in Singapore and the Philippines.
  • Excellent communication and interpersonal skills.