Regulatory Compliance

**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...

**VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore** An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local business. You will work closely with the Head of Compliance to liaise on regulatory...

Identify and respond to local regulatory developments, engagement and policy Monitor local regulatory developments/updates issued by regulators Provide compliance advice and guidance to internal stakeholders Assess the risks associated with new or revised strategies and make recommendations to reduce risk exposure. Be the first point of contact to the...

**Our client is a leading digital asset service (Crypto) company operating in numerous countries. Below are the primary responsibilities for the role.** **Role: Regulatory Compliance** **Responsibilities**: - Help establish and manage effective compliance program and internal controls in the firm. - Regulatory engagement and liaison with regulators and...

7 years exp **Roles & Responsibilities** **Our client is a leading digital asset service (Crypto) company operating in numerous countries. Below are the primary responsibilities for the role.** **Role: Regulatory Compliance** **Responsibilities**: - Help establish and manage effective compliance program and internal controls in the firm. - Regulatory...

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

This role is responsible for ensuring organization’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization’s goals **Key Responsibilities** - Work hard in hand with the business units...

Posted by - Faith Kenton- Recruitment Consultant European Boutique Bank is looking to hire a Regulatory Compliance Analyst to support the implementation of the Bank’s Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guidelines and regulations. **Job Role Description - Summary** The Compliance...

**Job Role Description - Summary** The Compliance Analyst supports the implementation of the Bank’s Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guidelines and regulations. He/She executes tasks according to procedures to ensure regulatory compliance across the organisation, and escalates any...

Roles & ResponsibilitiesResponsibilitiesEnsure the entity complies with all applicable laws and regulatory requirements in Singapore. Develop, implement, and maintain compliance policies and procedures in alignment with MAS regulations. Identify and assess emerging compliance risks; escalate significant issues promptly to senior management and Group...