Compliance Officer

6 days ago

Singapore BTI Executive Search Pte Ltd Full time

Key Responsibilities:

- Assisting the CEO and management in taking measures to promote best practices and awareness across the bank with respect to MAS laws and regulations (both AML and non-AML related) that the Bank need to comply with
- Act as liaison officer between the Bank and MAS and ABS for clarification on matters/issues pertaining compliance to with local regulations such as Banking Act, MAS Notices, MAS Circulars, etc
- Liaising with external auditors on any queries, audit or license-related matters
- Work closely with the businesses to ensure compliance monitoring with the existing and new regulations
- Provide support for compliance-related risk assessment and control evaluations as requested
- Provide advice either independently or with other team members on regulatory compliance issues
- Conduct customer due diligence/end-to-end evaluation of new and existing customers
- Conduct due diligence investigations for AML Monitoring Team of suspicious payments, closing false alerts and escalating to the team leader for further investigation
- Handle any other additional/Ad-hoc tasks as requested by the senior management
- Perform KYC/CDD to the standards expected of the MAS and in accordance with the Bank’s AML and KYC Policies and Procedures
- To safeguard the Bank from money laundering and terrorist financing risk by ensuring the transaction monitoring structure and process is effective
- Arranging AML and other related compliance training to the staff periodically including compliance orientation for new joiners
- Reporting on compliance matters to the Board and senior management

Key Requirements:

- Minimum of 5 years of relevant compliance or risk & control experience in a bank
- A Bachelor’s Degree or above
- Strong regulatory knowledge of banking, finance, and capital markets, along with experience in communication with MAS
- Certifications in AML such as Certified Anti Money Laundering Specialist (CAMS) or similar would be an advantage
- Have a good working knowledge of regulations (i.e. Banking Act, SFA, FAA)
- Hands-on experience in conducting and reviewing KYC on banking products, reviewing customer transactions for AML-related investigations, and preparing SARs
- Strong English oral communication skills
- Excellent stakeholder management, internally and externally
- Advanced proficiency in Microsoft Office

Essential Skills:

- Pro-active, self-motivated, independent, assertive, and confident personality
- Team player who works well under pressure
- Self-starter with a strong ability to work independently
- Strong organization and problem-solving/analytical skills

EA Reg No. R1110977

EA License No. 16S8296
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