Compliance Officer

6 days ago


Singapore BTI Executive Search Pte Ltd Full time

Key Responsibilities:

- Assisting the CEO and management in taking measures to promote best practices and awareness across the bank with respect to MAS laws and regulations (both AML and non-AML related) that the Bank need to comply with
- Act as liaison officer between the Bank and MAS and ABS for clarification on matters/issues pertaining compliance to with local regulations such as Banking Act, MAS Notices, MAS Circulars, etc
- Liaising with external auditors on any queries, audit or license-related matters
- Work closely with the businesses to ensure compliance monitoring with the existing and new regulations
- Provide support for compliance-related risk assessment and control evaluations as requested
- Provide advice either independently or with other team members on regulatory compliance issues
- Conduct customer due diligence/end-to-end evaluation of new and existing customers
- Conduct due diligence investigations for AML Monitoring Team of suspicious payments, closing false alerts and escalating to the team leader for further investigation
- Handle any other additional/Ad-hoc tasks as requested by the senior management
- Perform KYC/CDD to the standards expected of the MAS and in accordance with the Bank’s AML and KYC Policies and Procedures
- To safeguard the Bank from money laundering and terrorist financing risk by ensuring the transaction monitoring structure and process is effective
- Arranging AML and other related compliance training to the staff periodically including compliance orientation for new joiners
- Reporting on compliance matters to the Board and senior management

Key Requirements:

- Minimum of 5 years of relevant compliance or risk & control experience in a bank
- A Bachelor’s Degree or above
- Strong regulatory knowledge of banking, finance, and capital markets, along with experience in communication with MAS
- Certifications in AML such as Certified Anti Money Laundering Specialist (CAMS) or similar would be an advantage
- Have a good working knowledge of regulations (i.e. Banking Act, SFA, FAA)
- Hands-on experience in conducting and reviewing KYC on banking products, reviewing customer transactions for AML-related investigations, and preparing SARs
- Strong English oral communication skills
- Excellent stakeholder management, internally and externally
- Advanced proficiency in Microsoft Office

Essential Skills:

- Pro-active, self-motivated, independent, assertive, and confident personality
- Team player who works well under pressure
- Self-starter with a strong ability to work independently
- Strong organization and problem-solving/analytical skills

EA Reg No. R1110977

EA License No. 16S8296
- ______________________


  • Compliance Officer

    2 weeks ago


    Singapore Drake International Full time $90,000 - $120,000 per year

    Our client is an well-known leader in the REITs space. They are currently looking for a Compliance Officer to be based in Singapore. The Role - The role is responsible for implementation of Compliance and AML/CFT program and managing the full range of matters related to compliance, governance, AML/CFT, compliance risk assessment, STR related investigations...


  • Singapore CLSA Full time

    A - Posted by Alicia Neo- Recruiter **Position Description** As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple...

  • Compliance Officer

    1 week ago


    Singapore TARGET PARTNERS EXECUTIVE SEARCH PTE. LTD. Full time

    Our client is the investment arm of a large international diversified group, deploying its proprietary capital in both strategic targets as well as returns-focused investment opportunities. They are seeking to hire a Compliance Officer for their Singapore office. A self starter, you will manage the compliance function and report to Company MD and to Global...

  • Compliance Officer

    6 days ago


    Singapore Schonfeld Full time

    Join to apply for the Compliance Officer role at Schonfeld Join to apply for the Compliance Officer role at Schonfeld The Role We are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the...

  • Compliance Officer

    1 week ago


    Singapore Cantor Fitzgerald Full time

    Overview Compliance Officer – Asset Management Compliance (APAC)Location: Singapore Cantor Fitzgerald, a leading global financial services firm with a long-standing reputation for excellence, innovation, and integrity, is seeking a talented and experienced Senior Compliance Officer to join our dynamic Asset Management Compliance team in Singapore. With...


  • Singapore CITIC CLSA Full time $104,000 - $130,878 per year

    Position DescriptionThis is a 6-month contractual (potentially extendable) position for a period of maternity leave coverage. As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to support multiple business lines across a...

  • Compliance Officer

    7 days ago


    Singapore BLOCKFORT PTE. LTD. Full time

    Blockfort Pte Ltd is part of the Coinweb group, is expanding our Global compliance Team. The position is compliance officer, based in Singapore for Blockfort; you’re responsible for ensuring a company complies with its outside regulatory requirements and internal policies. In short, you're responsible for making sure that your employer plays by the rules...


  • Singapore CLSA Singapore Pte Ltd Full time $90,000 - $120,000 per year

    Position Description As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including, institutional...

  • Compliance Officer

    2 weeks ago


    Singapore TRADITION SINGAPORE PTE. LTD. Full time

    **About Tradition** **About the Role** We are seeking a motivated Compliance Officer to join our Singapore office as part of the Singapore team. Reporting to the Singapore Compliance Manager and working with the APC regional team, you will play a key role in ensuring the business operates in full compliance with regulatory and internal standards. This is a...

  • Compliance Officer

    6 days ago


    Singapore ORIX INVESTMENT AND MANAGEMENT PRIVATE LIMITED Full time

    **Job description for Compliance Officer Compliance function and scope below: 1 Manage the compliance function with a direct reporting line to the Company MD and a dotted-line reporting to the Group Compliance Department in Japan head office. 2 Prepare and maintain compliance calendar for the function and ensure all due dates are adhered to. 3 Develop,...