Compliance Associate

Our client is a multi-product investment service firm for investors worldwide, with offices across APAC. **Role Overview** - Oversee the implementation and ongoing execution of the Compliance Program across the Optimas Group, covering Regulatory, Investment, and AML/CFT (Anti-Money Laundering/Countering the Financing of Terrorism) frameworks. - Ensure the...

**Job Description for Compliance Senior Associate** **Summary**: **Roles and Responsibilities**: The Compliance Senior Associate will be responsible for overseeing regulatory compliance initiatives, conducting compliance audits, and managing compliance risk assessments. This role includes the preparation and management of compliance reporting and monitoring...

**About ICONIQ Capital** ICONIQ Capital is a global investment firm elevated by an extraordinary community. With over $80B assets under management, we seek to build resilient investment portfolios, partner with inspired entrepreneurs transforming industries, manage our clients’ lives and legacies, and create uncommon opportunities across sectors and...

Job Title: Financial Compliance AssociateOur organization is seeking a diligent and detail-oriented professional to fill the role of Financial Compliance Associate. This position involves working closely with senior team members to execute financial reviews, compliance engagements, and audits for various clients.Key Responsibilities:Audit Execution:

Job Title: Compliance Associate Job Responsibilities - Assist in review and approve new onboarding and subsequent CDD review cases. - Participate in CDD remediation project by performing CDD review on in-scope existing clients. - Participate in various assigned projects such as CDD remediation project and IT project. - Keep abreast of AML regulation...

Junior Compliance Associate Job Description: Junior Compliance Associate - Regulatory and Core Compliance Position Title: Junior Compliance Associate Reports To: Head of Legal and Compliance Division: Regulatory and Core Compliance Location: Singapore Experience Level: Fresh Graduate or 1-2 Years Role Overview Tazapay is seeking a detail-oriented and...

1 year exp **Roles & Responsibilities** **Are you ready for a compliance career with a global financial firm? Join Orient Futures Singapore as a Compliance Associate now.** Our business philosophy is continual innovation to stay ahead and relevant to provide premium brokerage services to all clients. In tapping on financial technology, we digitalize and...

Overview Associate, Regulatory Compliance (Ongoing Compliance Services) – Singapore Responsibilities Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client's business circumstances Advise clients on ongoing regulatory compliance requirements and be responsible...

Overview Associate, Regulatory Compliance (Ongoing Compliance Services) – Singapore Responsibilities Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client's business circumstances Advise clients on ongoing regulatory compliance requirements and be...

**Company Description Safe Harbor Capital Management is a MAS-regulated Fund Management Company located in Singapore. We use a global, multi-strategy investment approach to analyze global markets for investment opportunities and deliver consistent returns to our investors. Our goal is to help our investors achieve their financial goals through a robust risk...