Associate - Compliance and Operation

**Company Description Safe Harbor Capital Management is a MAS-regulated Fund Management Company located in Singapore. We use a global, multi-strategy investment approach to analyze global markets for investment opportunities and deliver consistent returns to our investors. Our goal is to help our investors achieve their financial goals through a robust risk...

**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

**Job Description for Compliance Senior Associate** **Summary**: **Roles and Responsibilities**: The Compliance Senior Associate will be responsible for overseeing regulatory compliance initiatives, conducting compliance audits, and managing compliance risk assessments. This role includes the preparation and management of compliance reporting and monitoring...

Job Description: Junior Compliance Associate - Regulatory and Core Compliance Position Title: Junior Compliance Associate Reports To: Head of Legal and Compliance Division: Regulatory and Core Compliance Location: Singapore Experience Level: Fresh Graduate or 1-2 Years Role Overview Tazapay is seeking a detail-oriented and motivated Junior Compliance...

Our client is a Financial Institution with offices in Europe and Singapore (Raffles place). We are currently looking for a Compliance Associate with experience in the following: - Undertake the Compliance Risk Based Monitoring Programme, including carrying out specific reviews and assessments to ensure adherence to MAS regulations and internal policies. -...

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Optimas Capital Management is looking for a Compliance Associate/Manager to join our Legal and Compliance Team in Singapore. You will be reporting to an experienced Head of Compliance and supported by external Compliance consultants to help manage the Compliance Risks of Optimas Group, which operates in both Singapore and Hong Kong. This is an excellent and...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

We are seeking a Senior Lead Clinical Research Associate to oversee clinical research compliance management across SingHealth institutions. In this role, you will ensure adherence to regulatory requirements including the Human Biomedical Research Act, Health Products Act, International Council for Harmonisation - Good Clinical Practice guidelines and...

**About the Role** We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role...