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Compliance Officer
2 weeks ago
**Key Responsibilities**:
- Assist senior management in managing legal and regulatory compliance across Singapore and China operations.
- Conduct compliance reviews, periodic monitoring, and reporting to ensure adherence to Singapore laws and regulations.
- Ensure the in-house legal officer in China fulfills their responsibilities for compliance with local laws and regulations.
- Collaborate with Internal Auditors to enforce internal policies and procedures in Singapore and China.
- Liaise with external legal counsel on relevant compliance matters.
**Key Requirements**:
- Minimum of 2-3 years of experience in compliance and/or audit within the financial services industry. Experience in Singapore REITs is advantageous.
- Degree qualified in finance, accounting, law, or equivalent field.
- Good knowledge of the Securities and Futures Act and relevant regulations, such as the CIS Code and CG Code.
- Familiarity with SGX Listing Rules and related practices and Guidance.
- Ability to work under pressure with strong organizational and time management skills.
- Proficient understanding of Singapore financial crime legislation and regulatory expectations.
- Experience in engaging with regulators (MAS and SGX) on a wide range of compliance matters.
- Self-motivated individual capable of working independently with mínimal guidance.
- Ability to build and maintain effective working relationships with colleagues in Singapore and China, as well as external parties.
- Language skills: Proficient in English (reading, speaking, and writing) and good command of Chinese (reading, writing, and speaking) to communicate with China based colleagues and counterparts.
EA License Number: 20C0180| Registration no: R1767553