Sales Surveillance Specialist
4 days ago
- Ensure that the bank’s internal control processes are adequate and the bank’s policies and procedures are complied with via ongoing surveillance and review function.
- Lead and implement business and control process improvements within the team and business unit.
- Participate in projects representing the Sales Surveillance team and provide inputs and requirements from a control perspective.
- Perform surveillance reviews on the wealth management advisory business.
- Review, update, and implement related policies, procedures and control measures to ensure compliance with regulatory requirements.
- Assess and identify any internal control weaknesses and implement the necessary rectification or changes in control procedures for improvement.
- Work with Front Office and Management on control-related matters and escalate issues to Management, where appropriate.
- Liaise with various internal departments including Legal and Compliance, Internal Audit, IT, Operations, Sales Support, Training and Operational Risk team.
- Prepare management reporting.
- Conduct sales process training to the sales staff.
- Degree holder with at least 10 years of relevant working experience in the private wealth environment. Necessary to have field experience of risk & controls management, internal audit or compliance.
- Sound knowledge of Singapore regulatory requirements (MAS regulations, Banking Act, SFA, FAA, etc.) and Hong Kong regulatory requirements, and familiarity with DIFC regulations.
- Possess good interpersonal and communication skills.
- Self-motivated with a strong sense of ownership and accountability, enthusiastic and organized.
- Ability to take on responsibility and challenges.
- Able to work independently and as part of a team.
- Meticulous with good analytical skills.
- Excellent MS Word, Excel, and PowerPoint skills. Programming knowledge of MS Excel VBA macros and prior experience with Tableau will be an added advantage.
-
Counter Surveillance Specialist
1 week ago
Singapore WSH EXPERTS PTE. LTD. Full timeJob Title: Counter Surveillance SpecialistWe are seeking a highly skilled and experienced Counter Surveillance Specialist to join our team at WSH Experts PTE. LTD.About the JobAs a Counter Surveillance Specialist, you will be responsible for conducting investigations and gathering evidence in various settings. Your role will involve taking statements from...
-
Video Surveillance System Specialist
2 weeks ago
Singapore STAR CAREER CONSULTING PTE. LTD. Full timeRole OverviewWe are seeking a skilled Video Surveillance System Specialist to join our team at STAR CAREER CONSULTING PTE. LTD.Job DescriptionThis role is responsible for maintaining and troubleshooting CCTV, video surveillance and security systems. The ideal candidate will have experience in enterprise server configuration, system design and...
-
Sales surveillance officer
4 weeks ago
Singapore Prudential Assurance Company Singapore Full timePrudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...
-
Security & Surveillance Specialist
1 month ago
Singapore MCI Career Services Pte Ltd Full timeJob Description:As a Security & Surveillance Specialist with MCI Career Services Pte Ltd, you will be responsible for ensuring the safety and security of our luxury boutique store. Your duties will include:Access Control: Monitor and manage access to the store, ensuring only authorized personnel gain entry.Routine Inspection: Conduct regular inspections of...
-
Cybersecurity Surveillance Systems Specialist
2 weeks ago
Singapore RESORTS WORLD AT SENTOSA PTE. LTD. Full timeAbout UsResorts World at Sentosa PTE. LTD., a leading leisure and entertainment resort, is seeking a skilled Cybersecurity Surveillance Systems Specialist to join our team.Job DescriptionWe are looking for a highly motivated individual with experience in project implementation, installation, and commissioning of RWS' surveillance systems. The successful...
-
Derivatives Surveillance Specialist
2 weeks ago
Singapore ASIA PACIFIC EXCHANGE PTE. LTD. Full timeAbout the Role:A highly skilled Derivatives Surveillance Specialist is required to support our Legal, Regulatory and Compliance Department in the Asia Pacific region. As a key member of our team, you will play a critical role in ensuring the integrity and transparency of our markets.Key Responsibilities:Monitor market activity, identify potential misconduct,...
-
Compliance Surveillance Specialist
3 weeks ago
Singapore OCBC Bank Full timeJob SummaryWe are seeking a highly skilled Compliance Surveillance Specialist to join our team at OCBC Bank. This role is responsible for driving FCC surveillance system implementation and initiatives across the bank, subsidiaries, and branches.About UsOCBC Bank is Singapore's longest established bank, with a rich history dating back to 1932. We take pride...
-
Financial Crime Specialist
3 days ago
Singapore DBS Bank Limited Full timeRole OverviewThis is a key role in the Group Legal, Compliance & Secretariat function at DBS Bank Limited. The primary focus of this position is to ensure that the bank's interests are safeguarded through rigorous Transaction Surveillance programs. As a Financial Crime Specialist - Surveillance Assurance Professional, you will play a crucial part in...
-
Lead Surveillance Systems Specialist
2 weeks ago
Singapore RESORTS WORLD AT SENTOSA PTE. LTD. Full time**Job Title:** Lead Surveillance Systems SpecialistWe are seeking a skilled and experienced professional to lead our surveillance systems team at Resorts World at Sentosa. As a key member of our operations team, you will be responsible for implementing, installing, and commissioning our surveillance systems.**Key Responsibilities:Implement project...
-
CCTV Surveillance Security Platform Specialist
2 weeks ago
Singapore TEMP-TEAM PTE LTD Full timeJob Title: CCTV Surveillance Security Platform Specialist">About TEMP-TEAM PTE LTDWe are a leading provider of surveillance security solutions.">Salary: SGD 50,000 - 70,000 per annum (dependent on experience)">Job Description:Key Responsibilities:Provide technical support to business opportunities related to CCTV surveillance security platforms.Support...
-
Cybersecurity Surveillance Specialist
2 weeks ago
Singapore FRONTIER FORCE TECHNOLOGY PTE LTD Full timeAt FRONTIER FORCE TECHNOLOGY PTE LTD, we are seeking a skilled Cybersecurity Surveillance Specialist to join our team. As a key member of our security operations team, you will play a crucial role in enhancing the security and surveillance capabilities of our clients by deploying and maintaining state-of-the-art physical security systems and equipment.About...
-
Leading Security Surveillance Systems Engineer
2 weeks ago
Singapore ES RECRUITMENT PTE. LTD. Full timeES RECRUITMENT PTE. LTD. is seeking a highly skilled Senior Cybersecurity Specialist - System Integration to join our team in Singapore. This exciting opportunity offers a competitive salary package, with an estimated annual salary of $63,000 SGD.This challenging role involves designing and implementing advanced security surveillance systems, including IP...
-
Mys ctsm kl
4 weeks ago
Singapore Citibank Full timeMYS CTSM KL - Sales Surveillance Analyst (Wealth Management) - HybridAtCiti , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or...
-
MYS CTSM KL
2 weeks ago
Singapore Citibank (Switzerland) AG Full timeMYS CTSM KL - Sales Surveillance Analyst (Wealth Management) - Hybrid At Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or...
-
Technical Solutions Specialist
2 weeks ago
Singapore FLAMINGO RECRUITMENT PTE. LTD. Full timeAbout the Role:We are seeking a Technical Solutions Specialist for a leading CCTV and Surveillance solution provider. This exciting opportunity will see you working closely with our sales team to deliver cutting-edge solutions to industrial clients.Key Responsibilities:Explore business opportunities with sales, system integrators, and channel partners to...
-
Global Financial Surveillance Specialist
2 weeks ago
Singapore BANK OF CHINA LIMITED Full timeJob SummaryWe are seeking a skilled Global Financial Surveillance Specialist to join our team at the Bank of China Limited. As a key member of our financial surveillance department, you will play a vital role in ensuring the integrity of our financial transactions and maintaining compliance with relevant regulations.About the RoleThis is an exciting...
-
AML Surveillance Officer
4 weeks ago
Singapore United Overseas Bank Full timeAt United Overseas Bank, we are seeking a highly skilled AML Surveillance Officer to join our team in Singapore. This is a unique opportunity to work with a leading bank in Asia and contribute to the development of our transaction surveillance and intelligence framework.We offer an attractive salary of SGD 120,000 per annum, making it one of the highest paid...
-
Compliance Surveillance Specialist
2 weeks ago
Singapore United Overseas Bank Full timeAbout the RoleWe are seeking a highly skilled Compliance Surveillance Specialist to join our team at United Overseas Bank. In this role, you will be responsible for ensuring timely review of alerts from Group-approved AML transaction monitoring systems, escalations on suspicious AML/CFT activities, and cases arising from other relevant sources.Job...
-
Singapore DBS Bank Limited Full timeBusiness Function DBS' Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various asset classes and employ the best strategies and product vehicles to cater to each...
-
Distribution Surveillance Officer
1 week ago
Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full timeRoles & ResponsibilitiesPrudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the...