Compliance Surveillance Specialist

About the RoleWe are seeking a highly skilled AML Surveillance Specialist to join our team at OCBC. As a key member of our compliance team, you will play a crucial role in developing and implementing surveillance systems and solutions to detect and mitigate potential risks and compliance issues.Key ResponsibilitiesDesign and implement surveillance systems to...

Job SummaryCiti is seeking a highly skilled Compliance Risk Analyst - Surveillance to join our team. As a key member of our Surveillance team, you will be responsible for designing, implementing, and overseeing surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures.Key ResponsibilitiesReview and analyze...

OverviewDBS Bank, a leading financial institution in Asia, is committed to upholding the values of trust and integrity. As a Business Analyst - Compliance Surveillance, you will play a crucial role in ensuring the bank's interests are protected by identifying and mitigating potential risks.Job SummaryThe Senior Associate / Associate, Transaction Surveillance...

Job Description:As a Security & Surveillance Specialist with MCI Career Services Pte Ltd, you will be responsible for ensuring the safety and security of our luxury boutique store. Your duties will include:Access Control: Monitor and manage access to the store, ensuring only authorized personnel gain entry.Routine Inspection: Conduct regular inspections of...

About the JobAs a Senior AML Compliance Specialist in Group Surveillance at United Overseas Bank, you will play a crucial role in ensuring the bank's compliance with Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) regulations. Your responsibilities will include reviewing alerts from our Group-approved AML transaction monitoring...

Compliance Officer, Transaction Surveillance UnitThe Compliance function is a strategic partner to the Board and senior management, ensuring the Group fulfils its regulatory obligations in today's dynamic regulatory landscape. As a key member of the Transaction Surveillance Unit, you will work closely with internal stakeholders to identify and assess...

Job SummaryThe Senior Regulatory Compliance Specialist plays a critical role in ensuring the company's adherence to all relevant laws, regulations, and internal policies. This position involves overseeing the surveillance services designed to detect behaviors that may violate regulatory rules or Moomoo's internal policy and procedures.

Role OverviewAs a Compliance Surveillance Officer, you will play a crucial role in ensuring the bank's anti-money laundering (AML) and counter-terrorism financing (CTF) systems are robust and effective.Key ResponsibilitiesDrive the implementation of AML/CTF surveillance systems across the bank, subsidiaries, and branches.Assess and mitigate money laundering,...

Roles & ResponsibilitiesThe candidate will support the Legal, Regulatory and Compliance Department (“LCD”) and reports to the Chief Regulatory Officer.Key Duties and Responsibilities:1) Market Surveillance a) Identify potential market misconduct and other behaviour that impact APEX’s operation of a fair, orderly and transparent market ...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Job SummaryWe are seeking a highly skilled AML Surveillance Officer to join our team at OCBC Bank. The successful candidate will play a crucial role in developing and implementing surveillance systems and solutions to detect and mitigate potential risks and compliance issues.Key ResponsibilitiesDevelop and implement surveillance systems and solutions to...

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training and...

Job SummaryCiti is seeking a highly skilled Compliance Surveillance Senior Analyst to join our team. As a key member of our Compliance and Control group, you will be responsible for timely and accurate responses to regulatory inquiries issued by regulators across the Asia North and South clusters. You will also be responsible for escalating potential risk...

Senior/Distribution Compliance Surveillance Officer (6 months extendable/convertible) Mon-Fri: 9am-6pm Job Purpose: The person will conduct agency reviews and trend analysis to identify potential gaps and areas for improvement, and implement enhanced framework for the distribution reps so that they can conduct proper sales advisory processes for their...

About the RoleWe are seeking a highly skilled Compliance Risk Management Specialist to join our Group Compliance team at United Overseas Bank. In this role, you will be responsible for providing independent and objective perspective on residual compliance risk through a robust risk identification, assessment, and management process.Key...

At United Overseas Bank, we are seeking a highly skilled AML Surveillance Officer to join our team in Singapore. This is a unique opportunity to work with a leading bank in Asia and contribute to the development of our transaction surveillance and intelligence framework.We offer an attractive salary of SGD 120,000 per annum, making it one of the highest paid...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Key Responsibilities: • Develop and implement surveillance systems and solutions to detect and mitigate potential risks and compliance issues. • Contribute to the development of robust surveillance systems that enhance the organization’s ability to identify and address potential risks, thereby improving overall operational efficiency. How You Will...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Roles & ResponsibilitiesOur client, a renowned private bank is seeking an experience Compliance specialist to support our management team in ensuring adherence to all relevant Anti-Money Laundering (AML), Sanctions, Counter Financing of Terrorism (CFT), and Anti-Bribery and Corruption (ABC) policies and procedures. The ideal candidate will play a crucial...