Distribution Surveillance Officer

1 week ago


Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time
Roles & Responsibilities

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.


Job Summary:

The role of the Distribution Surveillance Officer reports to the Lead, Distribution Audits and Surveillance. The candidate is required to support the Distribution Monitoring team in driving the analytics capabilities and insights to better identify emerging Distribution risks.


The candidate will also support the Lead, Distribution Audits and Surveillance in monitoring the trends of complaints, investigations key compliance risk indicators and sales metrics, which will be reported back to the different Governance Committee(s) in the form of regular MI reporting.


Job Description:

Distribution Monitoring

• Administer the firm-wide market conduct risk framework to better manage Distribution market conduct risks.

• Leverage analytics capabilities and insights to better identify emerging Distribution risks. This includes monitoring trends of complaints, investigations key compliance risk indicators and sales metrics.

• Engage and conduct trainings with distribution channels to discuss and create awareness on market conduct and sales compliance issues.

• Undertake social media scanning and monitoring to identify online postings that are not in compliance with regulatory or Company requirements.

• Provide regular MI reporting to Governance Committee(s) relating to market conduct, fraud and sales metrics.


One Sanction Framework

• Maintaining the central depository of any issuance of meted sanctions in PACS through the One Sanction Framework.

• Handling any internal or external queries relating to One Sanction Framework and Police Orders/Prohibition Orders from the Police or MAS.


Distribution Audits

• Conduct agency reviews to assess Prudential Supervisors' compliance with supervisory competence standards in accordance with MAS / LIA Guidelines.


Others

• Undertake ad-hoc tasks, projects or reviews as directed by Head of Distribution Monitoring or Head of Distribution Business Partner.


Who we are looking for:

Competencies & Personal Traits

• Self-motivated and driven

• Analytical and attentive to details

• Basic understanding of the insurance industry and operations

• Basic knowledge of regulations and industry guidelines applicable to the insurance/financial industry such as Insurance Act, Financial Advisers Act (FAA) and its subsidiary regulations, Monetary Authority of Singapore (MAS) regulations, Central Provident Fund (CPF) Board regulations, Life Insurance Association (LIA) guidelines


Working Experience:

• Preferably 1-2 years of experience in a compliance role in a financial institution or similar

• Preferably with experience in dealing with Distribution functions


Professional Qualifications:

• Preferably with Insurance-related certifications (e.g. FLMI (LOMA), CMFAS Module 5, 9, 9A & Health Insurance)


Education:

• Degree, preferably in Business, Insurance or Finance related fields Language:

• Strong command of the English language


Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.


Tell employers what skills you have

Sales
PACS
Social Media
Police
Attentive
Surveillance
Compliance
Life Insurance
Audits
Fraud
Mental Health
Health Insurance
Maternity

  • Singapore Prudential plc Full time

    Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...


  • Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE)... Full time

    Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...


  • Singapore This is an IT support group Full time

    Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...


  • Singapore RecruitFirst Pte. Ltd Full time

    Senior/Distribution Compliance Surveillance Officer (6 months extendable/convertible) Mon-Fri: 9am-6pm Job Purpose: The person will conduct agency reviews and trend analysis to identify potential gaps and areas for improvement, and implement enhanced framework for the distribution reps so that they can conduct proper sales advisory processes for their...


  • Singapore Prudential Assurance Company Singapore Full time

    Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...


  • Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time

    Prudential Assurance Company Singapore (PTE) Limited seeks a highly motivated Distribution Surveillance Officer to support the Distribution Monitoring team in driving analytics capabilities and insights to better identify emerging Distribution risks.Job Summary:The role reports to the Lead, Distribution Audits and Surveillance. The ideal candidate will have...

  • Surveillance Officer

    7 months ago


    Singapore MARINA BAY SANDS PTE. LTD. Full time

    Roles & ResponsibilitiesSummary of Job ResponsibilitiesObserve and analyze non-gaming, gaming and cash handling areas using advanced surveillance and information technology systems in accordance with standard operating procedures.Job ResponsibilitiesMaintain an effective relationship with Guests. Maintain a professional image in all dealings with customers,...


  • Singapore OCBC Bank Full time

    Job SummaryWe are seeking a highly skilled AML Surveillance Officer to join our team at OCBC Bank. The successful candidate will play a crucial role in developing and implementing surveillance systems and solutions to detect and mitigate potential risks and compliance issues.Key ResponsibilitiesDevelop and implement surveillance systems and solutions to...


  • Singapore United Overseas Bank Full time

    At United Overseas Bank, we are seeking a highly skilled AML Surveillance Officer to join our team in Singapore. This is a unique opportunity to work with a leading bank in Asia and contribute to the development of our transaction surveillance and intelligence framework.We offer an attractive salary of SGD 120,000 per annum, making it one of the highest paid...


  • Singapore MARINA BAY SANDS PTE. LTD. Full time

    Roles & ResponsibilitiesSummary of Job ResponsibilitiesObserve and analyze non-gaming, gaming and cash handling areas using advanced surveillance and information technology systems in accordance with standard operating procedures.Job ResponsibilitiesMaintain an effective relationship with Guests. Maintain a professional image in all dealings with customers,...


  • Singapore OCBC Full time

    Job OverviewWe are seeking a highly skilled AML Surveillance Officer to join our team at OCBC. As a key member of our risk management group, you will play a crucial role in developing and implementing surveillance systems and solutions to detect and mitigate potential risks and compliance issues.


  • Singapore JC RECRUITMENT AGENCY PTE. LTD. Full time

    Job Title: Airport Security Officer - Screening and SurveillanceWe are seeking a highly motivated and detail-oriented individual to fill the role of Airport Security Officer - Screening and Surveillance at JC RECRUITMENT AGENCY PTE. LTD.Job Summary:The successful candidate will be responsible for ensuring the security and safety of airport passengers and...


  • Singapore OCBC Bank Full time

    Job Description - AML, Surveillance Design and Solutioning Officer (24000151)Why Join To play a crucial role in developing and implementing surveillance systems and solutions to detect and mitigate potential risks and compliance issues. To contribute to the development of robust surveillance systems that enhance the organization's ability to identify...

  • Market Surveillance

    5 months ago


    Singapore ASIA PACIFIC EXCHANGE PTE. LTD. Full time

    Roles & ResponsibilitiesThe candidate will support the Legal, Regulatory and Compliance Department (“LCD”) and reports to the Chief Regulatory Officer.Key Duties and Responsibilities:1) Market Surveillance a) Identify potential market misconduct and other behaviour that impact APEX’s operation of a fair, orderly and transparent market ...


  • Singapore OCBC Bank Full time

    Job Description - MGR, AML, Surveillance Design and Solutioning Officer (24000151)Why Join To play a crucial role in developing and implementing surveillance systems and solutions to detect and mitigate potential risks and compliance issues. To contribute to the development of robust surveillance systems that enhance the organization's ability to...

  • Security Officer

    2 months ago


    Singapore OCTOPUS DISTRIBUTION NETWORKS PTE. LTD. Full time

    Roles & ResponsibilitiesJob Description:• Maintaining surveillance of activities in and around the premises• Entry processing of visitors and attending to public enquiries• Operating building security systems• Reporting and responding to security incidents• Participating in emergency preparedness exercises.• CCTV/Central Alarm Monitoring/ Fire...


  • Singapore OCBC Bank Full time

    Role OverviewAs a Compliance Surveillance Officer, you will play a crucial role in ensuring the bank's anti-money laundering (AML) and counter-terrorism financing (CTF) systems are robust and effective.Key ResponsibilitiesDrive the implementation of AML/CTF surveillance systems across the bank, subsidiaries, and branches.Assess and mitigate money laundering,...


  • Singapore ASIA PACIFIC EXCHANGE PTE. LTD. Full time

    About the Role:A highly skilled Derivatives Surveillance Specialist is required to support our Legal, Regulatory and Compliance Department in the Asia Pacific region. As a key member of our team, you will play a critical role in ensuring the integrity and transparency of our markets.Key Responsibilities:Monitor market activity, identify potential misconduct,...

  • Autocad Technician

    4 days ago


    Singapore MARINA BAY SANDS PTE. LTD. Full time

    Roles & ResponsibilitiesJob Responsibilities:1. Casino and System Related Drawings Prepare casino surveillance drawings for regulatory submission Prepare and maintain casino and system related drawings for internal usage Incorporate external drawings or information into casino and system related drawings Ensure the drawings adhere to the requirements...

  • Autocad Technician

    3 months ago


    Singapore MARINA BAY SANDS PTE. LTD. Full time

    Roles & ResponsibilitiesJob Responsibilities:1. Casino and System Related Drawings Prepare casino surveillance drawings for regulatory submission Prepare and maintain casino and system related drawings for internal usage Incorporate external drawings or information into casino and system related drawings Ensure the drawings adhere to the requirements...