
Assistant Manager
2 weeks ago
Job Responsibilities:
Client Due Diligence
- Assist with onboarding of new corporate/institutional accounts. Liaise with Regulatory compliance and client to fulfil onboarding requirements and documentation. This includes gathering the onboarding documents from institutional clients and assessing documents.
- Work closely with the firm's Compliance department to ensure client accounts adhere to the firm's Compliance Standards (Client reviews and Due diligence)
- Clear system generated name screening alerts or perform manual screening
- Perform periodic client's review and distributor's due diligence exercise
- Review and process the documentation submitted by our clients for any update requests
- Perform website audit to ensure the funds documentation are up to date
- Assist with client's due diligence requests from the firms
- Identify areas of improvements in processes/system enhancement
- To lead the drafting, review, and approval process for Standard Operating Procedures (SOPs) for the processes within the Client Due Dilligence team. This role ensures that SOPs are comprehensive, clearly written, and aligned with internal standards and stakeholder expectations.
Client Services
- Respond to queries coming from distributors and corporate clients
- Liaise with Registrar on client's
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