Compliance, Global Banking

5 days ago


Singapore GOLDMAN SACHS SERVICES (SINGAPORE) PTE. LTD. Full time

About Goldman Sachs
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. We commit people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Our people are our greatest asset – we say it often and with good reason. It is only with the determination and dedication of our people that we can serve our clients, generate long-term value for our shareholders and contribute to the broader public. We take pride in supporting each colleague both professionally and personally. From collaborative workspaces and ergonomic services to wellbeing and resilience offerings, we offer our people the flexibility and support they need to reach their goals in and outside the office.
About Our Roles in GBM Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
The role of Global Markets Compliance Officer is to articulate and maintain the standards of conduct required of the Firm's businesses as well as the laws, regulations and policies governing these businesses in order to assist the Firm in avoiding economic, regulatory and legal liability and risk to reputation. Global Markets Compliance (based on the trading floor) provides coverage support to the Global Markets Division's business units in Singapore, including Equities, Fixed Income, FX and Commodities. The role also works closely with other Firm control functions including Legal, Finance, Operations and Engineering.
Job Responsibilities
Providing advice on transactions, new products and business initiatives
Developing policies, procedures and best practices for each business unit
Support regulatory liaison with MAS and SGX
Keeping up-to-date with relevant regulatory/rule changes including the analysis and implementation of such regulatory/rule changes
Participating in regulatory and audits
Qualifications
Minimum of 3 years Compliance, Legal, Accounting or Business (or other relevant) experience involving the securities or financial businesses
Well-versed with Singapore Securities markets
Effective communication skills and good interpersonal skills
Ability to handle multiple tasks simultaneously and work under pressure
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:
The Goldman Sachs Group, Inc., 2025. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
#J-18808-Ljbffr



  • Singapore Goldman Sachs Full time

    Join to apply for the Compliance, Global Banking & Markets, Associate, Singapore role at Goldman Sachs Join to apply for the Compliance, Global Banking & Markets, Associate, Singapore role at Goldman Sachs Get AI-powered advice on this job and more exclusive features. Compliance, Global Banking & Markets, Management & Strategy ABOUT GOLDMAN SACHS JOB...


  • Singapore Goldman Sachs Bank AG Full time

    Overview At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. ...


  • Singapore GMP BANKING Full time

    **Responsibilities**: Support the Senior Management in ensuring compliance with external and internal Regulations and manage operational, regulatory and reputational risks. Work closely with Head Office and overseas offices (particularly, Hong Kong, Dubai and Thailand) to provide input on account opening Maintain strong relationships with key stakeholders...


  • Singapore MALAYAN BANKING BERHAD Full time

    Responsibilities: - Provide support in the review and development of policies, procedures and methodologies in accordance with local regulations, best practices and business needs; - Ensure the establishment of proper infrastructure for timely and accurate monitoring, and assessment of key risk areas within Global Banking; - Ensure timely and accurate...


  • Singapore Goldman Sachs Bank AG Full time

    Overview At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Roles...


  • Singapore Goldman Sachs Bank AG Full time

    About Goldman Sachs The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New...


  • Singapore beBeeRegulatory Full time

    Job Description:Compliance professionals play a vital role in helping organizations navigate complex regulatory landscapes. This associate-level position in Global Banking & Markets at Goldman Sachs requires individuals to be highly knowledgeable about market trends and regulations.Key responsibilities include:Maintaining expertise on market trends,...


  • Singapore THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED Full time

    **Description** **Some careers have more impact than others.** If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...


  • Singapore UBS Full time

    Singapore - Compliance - Group Functions **Job Reference #** - 258471BR **City** - Singapore **Job Type** - Full Time **Your role** - We are looking for someone who can: - Be the lead business aligned compliance officer for the Global Banking (GB), Research and Evidence Lab Businesses in Singapore and South East Asia. - Provide independent oversight and...

  • Regulatory Compliance

    2 weeks ago


    Singapore SEARCH ALLY PTE. LTD. Full time

    Salary: $5K - $7K - Industry: Banking **RESPONSIBILITIES**: - To provide advisory support in compliance matters, Banking Act, Foreign Account Tax Compliance Act, Common Reporting Standards, Personal Data Protection Act, including new or revised requirements and dissemination of information - To revise and update Compliance related policies and procedures...