Regulatory Compliance Manager

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

**Regulatory Compliance Manager**: **Job scope**: - Provide compliance advisory support in accordance to financial regulatory requirements. - Support interactions with the regulators, as well as managing and coordinating enquiries, regulatory meetings and inspections. - Work closely with the team and internal stakeholders on the analysis and assessment of...

Job Responsibilities Regulatory Compliance & internal Reporting Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office (HO). Communicate relevant new and updated regulatory requirements to impacted...

Job Responsibilities Regulatory Compliance & internal Reporting 1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. 2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO"). 3. Communicate relevant new and updated...

Regulatory Compliance Lead Contract/Permanent: Contract Start Date: ASAP Employment type: Contract Seniority level: Mid-Senior level Job function: Quality Assurance and Legal Industries: Oil and Gas Open to all locals and expats Experienced Regulatory Compliance Lead to manage and oversee all regulatory and compliance-related activities for a major offshore...

Company Descriptionfoodpanda is part of the Delivery Hero Group, the world's pioneering local delivery platform, our mission is to deliver an amazing experience—fast, easy, and to your door. We operate in over 70+ countries worldwide. Headquartered in Berlin, Germany. Delivery Hero has been listed on the Frankfurt Stock Exchange since 2017 and is part of...

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Regulatory Compliance Manager Remote: Singapore About Revolut People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 65+ million customers get more...

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...