Compliance Analyst
5 hours ago
Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity;
- Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs;
- Assist in development and implementation of compliance policies and procedures - ensure compliance policies and procedures are effectively communicated to the client, in accordance with the Firm’s regulatory requirements;
- Assist in continuously monitor relevant regulatory changes and assist clients in developing internal controls, accordingly;
- Assist to communicate and liaise with MAS and other regulatory body;
- Assist in conducting annual compliance reviews;
- Assist in preparing and submitting annual and quarterly regulatory filings;
- Proactively provide practical, business-friendly solutions for esoteric regulatory issues.
**JOBS REQUIREMENTS**
- Preferable two years of regulatory compliance experience e.g within a regulator, a regulated firm, or a consultancy
- Experience dealing with the MAS regulations, in particular the Securities and Futures Act
- Experience with building policies and procedures around specific business models
- Good understanding of the financial services industry, in particular the asset management industry
- Team player, Self-motivated and meticulous
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